random merge sort - algorithm

I was given the following question in an algorithms book:
Suppose a merge sort is implemented to split a file at a random position, rather then exactly in the middle. How many comparisons would be used by such method to sort n elements on average?
Thanks.

To guide you to the answer, consider these more specific questions:
Assume the split is always at 10%, or 25%, or 75%, or 90%. In each case: what's the impact on recursion depths? How many comparisons need to be per recursion level?

I'm partially agree with #Armen, they should be comparable.
But: consider the case when they are split in the middle. To merge two lists of lengths n we would need 2*n - 1 comparations (sometimes less, but we'll consider it fixed for simplicity), each of them producing the next value. There would be log2(n) levels of merges, that gives us approximately n*log2(n) comparations.
Now considering the random-split case: The maximum number of comparations needed to merge a list of length n1 with one of length n2 will be n1 + n2 - 1. Howerer, the average number will be close to it, because even for the most unhappy split 1 and n-1 we'll need an average of n/2 comparations. So we can consider that the cost of merging per level will be the same as in even case.
The difference is that in random case the number of levels will be larger, and we can consider that n for next level would be max(n1, n2) instead of n/2. This max(n1, n2) will tend to be 3*n/4, that gives us the approximate formula
n*log43(n) // where log43 is log in base 4/3
that gives us
n * log2(n) / log2(4/3) ~= 2.4 * n * log2(n)
This result is still larger than the correct one because we ignored that the small list will have fewer levels, but it should be close enough. I suppose that the correct answer will be the number of comparations on average will double

You can get an upper bound of 2n * H_{n - 1} <= 2n ln n using the fact that merging two lists of total length n costs at most n comparisons. The analysis is similar to that of randomized quicksort (see http://www.cs.cmu.edu/afs/cs/academic/class/15451-s07/www/lecture_notes/lect0123.pdf).
First, suppose we split a list of length n into 2 lists L and R. We will charge the first element of R for a comparison against all of the elements of L, and the last element of L for a comparison against all elements of R. Even though these may not be the exact comparisons that are executed, the total number of comparisons we are charging for is n as required.
This handles one level of recursion, but what about the rest? We proceed by concentrating only on the "right-to-left" comparisons that occur between the first element of R and every element of L at all levels of recursion (by symmetry, this will be half the actual expected total). The probability that the jth element is compared to the ith element is 1/(j - i) where j > i. To see this, note that element j is compared with element i exactly when it is the first element chosen as a "splitting element" from among the set {i + 1,..., j}. That is, elements i and j are split into two lists as soon as the list they are in is split at some element from {i + 1,..., j}, and element j is charged for a comparison with i exactly when element j is the element that is chosen from this set.
Thus, the expected total number of comparisons involving j is at most H_n (i.e., 1 + 1/2 + 1/3..., where the number of terms is at most n - 1). Summing across all possible j gives n * H_{n - 1}. This only counted "right-to-left" comparisons, so the final upper bound is 2n * H_{n - 1}.

Related

How to find 2 special elements in the array in O(n)

Let a1,...,an be a sequence of real numbers. Let m be the minimum of the sequence, and let M be the maximum of the sequence.
I proved that there exists 2 elements in the sequence, x,y, such that |x-y|<=(M-m)/n.
Now, is there a way to find an algorithm that finds such 2 elements in time complexity of O(n)?
I thought about sorting the sequence, but since I dont know anything about M I cannot use radix/bucket or any other linear time algorithm that I'm familier with.
I'd appreciate any idea.
Thanks in advance.
First find out n, M, m. If not already given they can be determined in O(n).
Then create a memory storage of n+1 elements; we will use the storage for n+1 buckets with width w=(M-m)/n.
The buckets cover the range of values equally: Bucket 1 goes from [m; m+w[, Bucket 2 from [m+w; m+2*w[, Bucket n from [m+(n-1)*w; m+n*w[ = [M-w; M[, and the (n+1)th bucket from [M; M+w[.
Now we go once through all the values and sort them into the buckets according to the assigned intervals. There should be at a maximum 1 element per bucket. If the bucket is already filled, it means that the elements are closer together than the boundaries of the half-open interval, e.g. we found elements x, y with |x-y| < w = (M-m)/n.
If no such two elements are found, afterwards n buckets of n+1 total buckets are filled with one element. And all those elements are sorted.
We once more go through all the buckets and compare the distance of the content of neighbouring buckets only, whether there are two elements, which fulfil the condition.
Due to the width of the buckets, the condition cannot be true for buckets, which are not adjoining: For those the distance is always |x-y| > w.
(The fulfilment of the last inequality in 4. is also the reason, why the interval is half-open and cannot be closed, and why we need n+1 buckets instead of n. An alternative would be, to use n buckets and make the now last bucket a special case with [M; M+w]. But O(n+1)=O(n) and using n+1 steps is preferable to special casing the last bucket.)
The running time is O(n) for step 1, 0 for step 2 - we actually do not do anything there, O(n) for step 3 and O(n) for step 4, as there is only 1 element per bucket. Altogether O(n).
This task shows, that either sorting of elements, which are not close together or coarse sorting without considering fine distances can be done in O(n) instead of O(n*log(n)). It has useful applications. Numbers on computers are discrete, they have a finite precision. I have sucessfuly used this sorting method for signal-processing / fast sorting in real-time production code.
About #Damien 's remark: The real threshold of (M-m)/(n-1) is provably true for every such sequence. I assumed in the answer so far the sequence we are looking at is a special kind, where the stronger condition is true, or at least, for all sequences, if the stronger condition was true, we would find such elements in O(n).
If this was a small mistake of the OP instead (who said to have proven the stronger condition) and we should find two elements x, y with |x-y| <= (M-m)/(n-1) instead, we can simplify:
-- 3. We would do steps 1 to 3 like above, but with n buckets and the bucket width set to w = (M-m)/(n-1). The bucket n now goes from [M; M+w[.
For step 4 we would do the following alternative:
4./alternative: n buckets are filled with one element each. The element at bucket n has to be M and is at the left boundary of the bucket interval. The distance of this element y = M to the element x in the n-1th bucket for every such possible element x in the n-1thbucket is: |M-x| <= w = (M-m)/(n-1), so we found x and y, which fulfil the condition, q.e.d.
First note that the real threshold should be (M-m)/(n-1).
The first step is to calculate the min m and max M elements, in O(N).
You calculate the mid = (m + M)/2value.
You concentrate the value less than mid at the beginning, and more than mid at the end of he array.
You select the part with the largest number of elements and you iterate until very few numbers are kept.
If both parts have the same number of elements, you can select any of them. If the remaining part has much more elements than n/2, then in order to maintain a O(n) complexity, you can keep onlyn/2 + 1 of them, as the goal is not to find the smallest difference, but one difference small enough only.
As indicated in a comment by #btilly, this solution could fail in some cases, for example with an input [0, 2.1, 2.9, 5]. For that, it is needed to calculate the max value of the left hand, and the min value of the right hand, and to test if the answer is not right_min - left_max. This doesn't change the O(n) complexity, even if the solution becomes less elegant.
Complexity of the search procedure: O(n) + O(n/2) + O(n/4) + ... + O(2) = O(2n) = O(n).
Damien is correct in his comment that the correct results is that there must be x, y such that |x-y| <= (M-m)/(n-1). If you have the sequence [0, 1, 2, 3, 4] you have 5 elements, but no two elements are closer than (M-m)/n = (4-0)/5 = 4/5.
With the right threshold, the solution is easy - find M and m by scanning through the input once, and then bucket the input into (n-1) buckets of size (M-m)/(n-1), putting values that are on the boundaries of a pair of buckets into both buckets. At least one bucket must have two values in it by the pigeon-hole principle.

number of comparisons needed to sort n values?

I am working on revised selection sort algorithm so that on each pass it finds both the largest and smallest values in the unsorted portion of the array. The sort then moves each of these values into its correct location by swapping array entries.
My question is - How many comparisons are necessary to sort n values?
In normal selection sort it is O(n) comparisons so I am not sure what will be in this case?
Normal selection sort requires O(n^2) comparisons.
At every run it makes K comparisons where K is n-1, n-2, n-3...1, and sum of this arithmetic progression is (n*(n-1)/2)
Your approach (if you are using optimized min/max choice scheme) use 3/2*K comparisons per run, where run length K is n, n-2, n-4...1
Sum of arithmetic progression with a(1)=1, a(n/2)=n, d=2 together with 3/2 multiplier is
3/2 * 1/2 * (n+1) * n/2 = 3/8 * n*(n+1) = O(n^2)
So complexity remains quadratic (and factor is very close to standard)
In your version of selection sort, first you would have to choose two elements as the minimum and maximum, and all of the remaining elements in the unsorted array can get compared with both of them in the worst case.
Let's say if k elements are remaining in the unsorted array, and assuming you pick up first two elements and accordingly assign them to minimum and maximum (1 comparison), then iterate over the rest of k-2 elements, each of which can result in 2 comparisons.So, total comparisons for this iteration will be = 1 + 2*(k-2) = 2*k - 3 comparisons.
Here k will take values as n, n-2, n-4, ... since in every iteration two elements get into their correct position. The summation will result in approximately O(n^2) comparisons.

How many times variable m is updated

Given the following pseudo-code, the question is how many times on average is the variable m being updated.
A[1...n]: array with n random elements
m = a[1]
for I = 2 to n do
if a[I] < m then m = a[I]
end for
One might answer that since all elements are random, then the variable will be updated on average on half the number of iterations of the for loop plus one for the initialization.
However, I suspect that there must be a better (and possibly the only correct) way to prove it using binomial distribution with p = 1/2. This way, the average number of updates on m would be
M = 1 + Σi=1 to n-1[k.Cn,k.pk.(1-p)(n-k)]
where Cn,k is the binomial coefficient. I have tried to solve this but I have stuck some steps after since I do not know how to continue.
Could someone explain me which of the two answers is correct and if it is the second one, show me how to calculate M?
Thank you for your time
Assuming the elements of the array are distinct, the expected number of updates of m is the nth harmonic number, Hn, which is the sum of 1/k for k ranging from 1 to n.
The summation formula can also be represented by the recursion:
H1 &equals; 1
Hn &equals; Hn−1&plus;1/n (n > 1)
It's easy to see that the recursion corresponds to the problem.
Consider all permutations of n−1 numbers, and assume that the expected number of assignments is Hn−1. Now, every permutation of n numbers consists of a permutation of n−1 numbers, with a new smallest number inserted in one of n possible insertion points: either at the beginning, or after one of the n−1 existing values. Since it is smaller than every number in the existing series, it will only be assigned to m in the case that it was inserted at the beginning. That has a probability of 1/n, and so the expected number of assignments of a permutation of n numbers is Hn−1 + 1/n.
Since the expected number of assignments for a vector of length one is obviously 1, which is H1, we have an inductive proof of the recursion.
Hn is asymptotically equal to ln n &plus; γ where γ is the Euler-Mascheroni constant, approximately 0.577. So it increases without limit, but quite slowly.
The values for which m is updated are called left-to-right maxima, and you'll probably find more information about them by searching for that term.
I liked #rici answer so I decided to elaborate its central argument a little bit more so to make it clearer to me.
Let H[k] be the expected number of assignments needed to compute the min m of an array of length k, as indicated in the algorithm under consideration. We know that
H[1] = 1.
Now assume we have an array of length n > 1. The min can be in the last position of the array or not. It is in the last position with probability 1/n. It is not with probability 1 - 1/n. In the first case the expected number of assignments is H[n-1] + 1. In the second, H[n-1].
If we multiply the expected number of assignments of each case by their probabilities and sum, we get
H[n] = (H[n-1] + 1)*1/n + H[n-1]*(1 - 1/n)
= H[n-1]*1/n + 1/n + H[n-1] - H[n-1]*1/n
= 1/n + H[n-1]
which shows the recursion.
Note that the argument is valid if the min is either in the last position or in any the first n-1, not in both places. Thus we are using that all the elements of the array are different.

Selection i'th smallest number algorithm

I'm reading Introduction to Algorithms book, second edition, the chapter about Medians and Order statistics. And I have a few questions about randomized and non-randomized selection algorithms.
The problem:
Given an unordered array of integers, find i'th smallest element in the array
a. The Randomized_Select algorithm is simple. But I cannot understand the math that explains it's work time. Is it possible to explain that without doing deep math, in more intuitive way? As for me, I'd think that it should work for O(nlog n), and in worst case it should be O(n^2), just like quick sort. In avg randomizedPartition returns near middle of the array, and array is divided into two each call, and the next recursion call process only half of the array. The RandomizedPartition costs (p-r+1)<=n, so we have O(n*log n). In the worst case it would choose every time the max element in the array, and divide the array into two parts - (n-1) and (0) each step. That's O(n^2)
The next one (Select algorithm) is more incomprehensible then previous:
b. What it's difference comparing to previous. Is it faster in avg?
c. The algorithm consists of five steps. In first one we divide the array into n/5 parts each one with 5 elements (beside the last one). Then each part is sorted using insertion sort, and we select 3rd element (median) of each. Because we have sorted these elements, we can be sure that previous two <= this pivot element, and the last two are >= then it. Then we need to select avg element among medians. In the book stated that we recursively call Select algorithm for these medians. How we can do that? In select algorithm we are using insertion sort, and if we are swapping two medians, we need to swap all four (or even more if it is more deeper step) elements that are "children" for each median. Or do we create new array that contain only previously selected medians, and are searching medians among them? If yes, how can we fill them in original array, as we changed their order previously.
The other steps are pretty simple and look like in the randomized_partition algorithm.
The randomized select run in O(n). look at this analysis.
Algorithm :
Randomly choose an element
split the set in "lower than" set L and "bigger than" set B
if the size of "lower than" is j-1 we found it
if the size is bigger, then Lookup in L
or lookup in B
The total cost is the sum of :
The cost of splitting the array of size n
The cost of lookup in L or the cost of looking up in B
Edited: I Tried to restructure my post
You can notice that :
We always go next in the set with greater amount of elements
The amount of elements in this set is n - rank(xj)
1 <= rank(xi) <= n So 1 <= n - rank(xj) <= n
The randomness of the element xj directly affect the randomness of the number of element which
are greater xj(and which are smaller than xj)
if xj is the element chosen , then you know that the cost is O(n) + cost(n - rank(xj)). Let's call rank(xj) = rj.
To give a good estimate we need to take the expected value of the total cost, which is
T(n) = E(cost) = sum {each possible xj}p(xj)(O(n) + T(n - rank(xj)))
xj is random. After this it is pure math.
We obtain :
T(n) = 1/n *( O(n) + sum {all possible values of rj when we continue}(O(n) + T(n - rj))) )
T(n) = 1/n *( O(n) + sum {1 < rj < n, rj != i}(O(n) + T(n - rj))) )
Here you can change variable, vj = n - rj
T(n) = 1/n *( O(n) + sum { 0 <= vj <= n - 1, vj!= n-i}(O(n) + T(vj) ))
We put O(n) outside the sum , gain a factor
T(n) = 1/n *( O(n) + O(n^2) + sum {1 <= vj <= n -1, vj!= n-i}( T(vj) ))
We put O(n) and O(n^2) outside, loose a factor
T(n) = O(1) + O(n) + 1/n *( sum { 0 <= vj <= n -1, vj!= n-i} T(vj) )
Check the link on how this is computed.
For the non-randomized version :
You say yourself:
In avg randomizedPartition returns near middle of the array.
That is exactly why the randomized algorithm works and that is exactly what it is used to construct the deterministic algorithm. Ideally you want to pick the pivot deterministically such that it produces a good split, but the best value for a good split is already the solution! So at each step they want a value which is good enough, "at least 3/10 of the array below the pivot and at least 3/10 of the array above". To achieve this they split the original array in 5 at each step, and again it is a mathematical choice.
I once created an explanation for this (with diagram) on the Wikipedia page for it... http://en.wikipedia.org/wiki/Selection_algorithm#Linear_general_selection_algorithm_-_Median_of_Medians_algorithm

Why is merge sort worst case run time O (n log n)?

Can someone explain to me in simple English or an easy way to explain it?
The Merge Sort use the Divide-and-Conquer approach to solve the sorting problem. First, it divides the input in half using recursion. After dividing, it sort the halfs and merge them into one sorted output. See the figure
It means that is better to sort half of your problem first and do a simple merge subroutine. So it is important to know the complexity of the merge subroutine and how many times it will be called in the recursion.
The pseudo-code for the merge sort is really simple.
# C = output [length = N]
# A 1st sorted half [N/2]
# B 2nd sorted half [N/2]
i = j = 1
for k = 1 to n
if A[i] < B[j]
C[k] = A[i]
i++
else
C[k] = B[j]
j++
It is easy to see that in every loop you will have 4 operations: k++, i++ or j++, the if statement and the attribution C = A|B. So you will have less or equal to 4N + 2 operations giving a O(N) complexity. For the sake of the proof 4N + 2 will be treated as 6N, since is true for N = 1 (4N +2 <= 6N).
So assume you have an input with N elements and assume N is a power of 2. At every level you have two times more subproblems with an input with half elements from the previous input. This means that at the the level j = 0, 1, 2, ..., lgN there will be 2^j subproblems with an input of length N / 2^j. The number of operations at each level j will be less or equal to
2^j * 6(N / 2^j) = 6N
Observe that it doens't matter the level you will always have less or equal 6N operations.
Since there are lgN + 1 levels, the complexity will be
O(6N * (lgN + 1)) = O(6N*lgN + 6N) = O(n lgN)
References:
Coursera course Algorithms: Design and Analysis, Part 1
On a "traditional" merge sort, each pass through the data doubles the size of the sorted subsections. After the first pass, the file will be sorted into sections of length two. After the second pass, length four. Then eight, sixteen, etc. up to the size of the file.
It's necessary to keep doubling the size of the sorted sections until there's one section comprising the whole file. It will take lg(N) doublings of the section size to reach the file size, and each pass of the data will take time proportional to the number of records.
After splitting the array to the stage where you have single elements i.e. call them sublists,
at each stage we compare elements of each sublist with its adjacent sublist. For example, [Reusing #Davi's image
]
At Stage-1 each element is compared with its adjacent one, so n/2 comparisons.
At Stage-2, each element of sublist is compared with its adjacent sublist, since each sublist is sorted, this means that the max number of comparisons made between two sublists is <= length of the sublist i.e. 2 (at Stage-2) and 4 comparisons at Stage-3 and 8 at Stage-4 since the sublists keep doubling in length. Which means the max number of comparisons at each stage = (length of sublist * (number of sublists/2)) ==> n/2
As you've observed the total number of stages would be log(n) base 2
So the total complexity would be == (max number of comparisons at each stage * number of stages) == O((n/2)*log(n)) ==> O(nlog(n))
Algorithm merge-sort sorts a sequence S of size n in O(n log n)
time, assuming two elements of S can be compared in O(1) time.
This is because whether it be worst case or average case the merge sort just divide the array in two halves at each stage which gives it lg(n) component and the other N component comes from its comparisons that are made at each stage. So combining it becomes nearly O(nlg n). No matter if is average case or the worst case, lg(n) factor is always present. Rest N factor depends on comparisons made which comes from the comparisons done in both cases. Now the worst case is one in which N comparisons happens for an N input at each stage. So it becomes an O(nlg n).
Many of the other answers are great, but I didn't see any mention of height and depth related to the "merge-sort tree" examples. Here is another way of approaching the question with a lot of focus on the tree. Here's another image to help explain:
Just a recap: as other answers have pointed out we know that the work of merging two sorted slices of the sequence runs in linear time (the merge helper function that we call from the main sorting function).
Now looking at this tree, where we can think of each descendant of the root (other than the root) as a recursive call to the sorting function, let's try to assess how much time we spend on each node... Since the slicing of the sequence and merging (both together) take linear time, the running time of any node is linear with respect to the length of the sequence at that node.
Here's where tree depth comes in. If n is the total size of the original sequence, the size of the sequence at any node is n/2i, where i is the depth. This is shown in the image above. Putting this together with the linear amount of work for each slice, we have a running time of O(n/2i) for every node in the tree. Now we just have to sum that up for the n nodes. One way to do this is to recognize that there are 2i nodes at each level of depth in the tree. So for any level, we have O(2i * n/2i), which is O(n) because we can cancel out the 2is! If each depth is O(n), we just have to multiply that by the height of this binary tree, which is logn. Answer: O(nlogn)
reference: Data Structures and Algorithms in Python
The recursive tree will have depth log(N), and at each level in that tree you will do a combined N work to merge two sorted arrays.
Merging sorted arrays
To merge two sorted arrays A[1,5] and B[3,4] you simply iterate both starting at the beginning, picking the lowest element between the two arrays and incrementing the pointer for that array. You're done when both pointers reach the end of their respective arrays.
[1,5] [3,4] --> []
^ ^
[1,5] [3,4] --> [1]
^ ^
[1,5] [3,4] --> [1,3]
^ ^
[1,5] [3,4] --> [1,3,4]
^ x
[1,5] [3,4] --> [1,3,4,5]
x x
Runtime = O(A + B)
Merge sort illustration
Your recursive call stack will look like this. The work starts at the bottom leaf nodes and bubbles up.
beginning with [1,5,3,4], N = 4, depth k = log(4) = 2
[1,5] [3,4] depth = k-1 (2^1 nodes) * (N/2^1 values to merge per node) == N
[1] [5] [3] [4] depth = k (2^2 nodes) * (N/2^2 values to merge per node) == N
Thus you do N work at each of k levels in the tree, where k = log(N)
N * k = N * log(N)
MergeSort algorithm takes three steps:
Divide step computes mid position of sub-array and it takes constant time O(1).
Conquer step recursively sort two sub arrays of approx n/2 elements each.
Combine step merges a total of n elements at each pass requiring at most n comparisons so it take O(n).
The algorithm requires approx logn passes to sort an array of n elements and so total time complexity is nlogn.
lets take an example of 8 element{1,2,3,4,5,6,7,8} you have to first divide it in half means n/2=4({1,2,3,4} {5,6,7,8}) this two divides section take 0(n/2) and 0(n/2) times so in first step it take 0(n/2+n/2)=0(n)time.
2. Next step is divide n/22 which means (({1,2} {3,4} )({5,6}{7,8})) which would take
(0(n/4),0(n/4),0(n/4),0(n/4)) respectively which means this step take total 0(n/4+n/4+n/4+n/4)=0(n) time.
3. next similar as previous step we have to divide further second step by 2 means n/222 ((({1},{2},{3},{4})({5},{6},{7},{8})) whose time is 0(n/8+n/8+n/8+n/8+n/8+n/8+n/8+n/8)=0(n)
which means every step takes 0(n) times .lets steps would be a so time taken by merge sort is 0(an) which mean a must be log (n) because step will always divide by 2 .so finally TC of merge sort is 0(nlog(n))

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