It would be great if someone could point me towards an algorithm that would allow me to :
create a random square matrix, with entries 0 and 1, such that
every row and every column contain exactly two non-zero entries,
two non-zero entries cannot be adjacent,
all possible matrices are equiprobable.
Right now I manage to achieve points 1 and 2 doing the following : such a matrix can be transformed, using suitable permutations of rows and columns, into a diagonal block matrix with blocks of the form
1 1 0 0 ... 0
0 1 1 0 ... 0
0 0 1 1 ... 0
.............
1 0 0 0 ... 1
So I start from such a matrix using a partition of [0, ..., n-1] and scramble it by permuting rows and columns randomly. Unfortunately, I can't find a way to integrate the adjacency condition, and I am quite sure that my algorithm won't treat all the matrices equally.
Update
I have managed to achieve point 3. The answer was actually straight under my nose : the block matrix I am creating contains all the information needed to take into account the adjacency condition. First some properties and definitions:
a suitable matrix defines permutations of [1, ..., n] that can be build like so: select a 1 in row 1. The column containing this entry contains exactly one other entry equal to 1 on a row a different from 1. Again, row a contains another entry 1 in a column which contains a second entry 1 on a row b, and so on. This starts a permutation 1 -> a -> b ....
For instance, with the following matrix, starting with the marked entry
v
1 0 1 0 0 0 | 1
0 1 0 0 0 1 | 2
1 0 0 1 0 0 | 3
0 0 1 0 1 0 | 4
0 0 0 1 0 1 | 5
0 1 0 0 1 0 | 6
------------+--
1 2 3 4 5 6 |
we get permutation 1 -> 3 -> 5 -> 2 -> 6 -> 4 -> 1.
the cycles of such a permutation lead to the block matrix I mentioned earlier. I also mentioned scrambling the block matrix using arbitrary permutations on the rows and columns to rebuild a matrix compatible with the requirements.
But I was using any permutation, which led to some adjacent non-zero entries. To avoid that, I have to choose permutations that separate rows (and columns) that are adjacent in the block matrix. Actually, to be more precise, if two rows belong to a same block and are cyclically consecutive (the first and last rows of a block are considered consecutive too), then the permutation I want to apply has to move these rows into non-consecutive rows of the final matrix (I will call two rows incompatible in that case).
So the question becomes : How to build all such permutations ?
The simplest idea is to build a permutation progressively by randomly adding rows that are compatible with the previous one. As an example, consider the case n = 6 using partition 6 = 3 + 3 and the corresponding block matrix
1 1 0 0 0 0 | 1
0 1 1 0 0 0 | 2
1 0 1 0 0 0 | 3
0 0 0 1 1 0 | 4
0 0 0 0 1 1 | 5
0 0 0 1 0 1 | 6
------------+--
1 2 3 4 5 6 |
Here rows 1, 2 and 3 are mutually incompatible, as are 4, 5 and 6. Choose a random row, say 3.
We will write a permutation as an array: [2, 5, 6, 4, 3, 1] meaning 1 -> 2, 2 -> 5, 3 -> 6, ... This means that row 2 of the block matrix will become the first row of the final matrix, row 5 will become the second row, and so on.
Now let's build a suitable permutation by choosing randomly a row, say 3:
p = [3, ...]
The next row will then be chosen randomly among the remaining rows that are compatible with 3 : 4, 5and 6. Say we choose 4:
p = [3, 4, ...]
Next choice has to be made among 1 and 2, for instance 1:
p = [3, 4, 1, ...]
And so on: p = [3, 4, 1, 5, 2, 6].
Applying this permutation to the block matrix, we get:
1 0 1 0 0 0 | 3
0 0 0 1 1 0 | 4
1 1 0 0 0 0 | 1
0 0 0 0 1 1 | 5
0 1 1 0 0 0 | 2
0 0 0 1 0 1 | 6
------------+--
1 2 3 4 5 6 |
Doing so, we manage to vertically isolate all non-zero entries. Same has to be done with the columns, for instance by using permutation p' = [6, 3, 5, 1, 4, 2] to finally get
0 1 0 1 0 0 | 3
0 0 1 0 1 0 | 4
0 0 0 1 0 1 | 1
1 0 1 0 0 0 | 5
0 1 0 0 0 1 | 2
1 0 0 0 1 0 | 6
------------+--
6 3 5 1 4 2 |
So this seems to work quite efficiently, but building these permutations needs to be done with caution, because one can easily be stuck: for instance, with n=6 and partition 6 = 2 + 2 + 2, following the construction rules set up earlier can lead to p = [1, 3, 2, 4, ...]. Unfortunately, 5 and 6 are incompatible, so choosing one or the other makes the last choice impossible. I think I've found all situations that lead to a dead end. I will denote by r the set of remaining choices:
p = [..., x, ?], r = {y} with x and y incompatible
p = [..., x, ?, ?], r = {y, z} with y and z being both incompatible with x (no choice can be made)
p = [..., ?, ?], r = {x, y} with x and y incompatible (any choice would lead to situation 1)
p = [..., ?, ?, ?], r = {x, y, z} with x, y and z being cyclically consecutive (choosing x or z would lead to situation 2, choosing y to situation 3)
p = [..., w, ?, ?, ?], r = {x, y, z} with xwy being a 3-cycle (neither x nor y can be chosen, choosing z would lead to situation 3)
p = [..., ?, ?, ?, ?], r = {w, x, y, z} with wxyz being a 4-cycle (any choice would lead to situation 4)
p = [..., ?, ?, ?, ?], r = {w, x, y, z} with xyz being a 3-cycle (choosing w would lead to situation 4, choosing any other would lead to situation 4)
Now it seems that the following algorithm gives all suitable permutations:
As long as there are strictly more than 5 numbers to choose, choose randomly among the compatible ones.
If there are 5 numbers left to choose: if the remaining numbers contain a 3-cycle or a 4-cycle, break that cycle (i.e. choose a number belonging to that cycle).
If there are 4 numbers left to choose: if the remaining numbers contain three cyclically consecutive numbers, choose one of them.
If there are 3 numbers left to choose: if the remaining numbers contain two cyclically consecutive numbers, choose one of them.
I am quite sure that this allows me to generate all suitable permutations and, hence, all suitable matrices.
Unfortunately, every matrix will be obtained several times, depending on the partition that was chosen.
Intro
Here is some prototype-approach, trying to solve the more general task of
uniform combinatorial sampling, which for our approach here means: we can use this approach for everything which we can formulate as SAT-problem.
It's not exploiting your problem directly and takes a heavy detour. This detour to the SAT-problem can help in regards to theory (more powerful general theoretical results) and efficiency (SAT-solvers).
That being said, it's not an approach if you want to sample within seconds or less (in my experiments), at least while being concerned about uniformity.
Theory
The approach, based on results from complexity-theory, follows this work:
GOMES, Carla P.; SABHARWAL, Ashish; SELMAN, Bart. Near-uniform sampling of combinatorial spaces using XOR constraints. In: Advances In Neural Information Processing Systems. 2007. S. 481-488.
The basic idea:
formulate the problem as SAT-problem
add randomly generated xors to the problem (acting on the decision-variables only! that's important in practice)
this will reduce the number of solutions (some solutions will get impossible)
do that in a loop (with tuned parameters) until only one solution is left!
search for some solution is being done by SAT-solvers or #SAT-solvers (=model-counting)
if there is more than one solution: no xors will be added but a complete restart will be done: add random-xors to the start-problem!
The guarantees:
when tuning the parameters right, this approach achieves near-uniform sampling
this tuning can be costly, as it's based on approximating the number of possible solutions
empirically this can also be costly!
Ante's answer, mentioning the number sequence A001499 actually gives a nice upper bound on the solution-space (as it's just ignoring adjacency-constraints!)
The drawbacks:
inefficient for large problems (in general; not necessarily compared to the alternatives like MCMC and co.)
need to change / reduce parameters to produce samples
those reduced parameters lose the theoretical guarantees
but empirically: good results are still possible!
Parameters:
In practice, the parameters are:
N: number of xors added
L: minimum number of variables part of one xor-constraint
U: maximum number of variables part of one xor-constraint
N is important to reduce the number of possible solutions. Given N constant, the other variables of course also have some effect on that.
Theory says (if i interpret correctly), that we should use L = R = 0.5 * #dec-vars.
This is impossible in practice here, as xor-constraints hurt SAT-solvers a lot!
Here some more scientific slides about the impact of L and U.
They call xors of size 8-20 short-XORS, while we will need to use even shorter ones later!
Implementation
Final version
Here is a pretty hacky implementation in python, using the XorSample scripts from here.
The underlying SAT-solver in use is Cryptominisat.
The code basically boils down to:
Transform the problem to conjunctive normal-form
as DIMACS-CNF
Implement the sampling-approach:
Calls XorSample (pipe-based + file-based)
Call SAT-solver (file-based)
Add samples to some file for later analysis
Code: (i hope i did warn you already about the code-quality)
from itertools import count
from time import time
import subprocess
import numpy as np
import os
import shelve
import uuid
import pickle
from random import SystemRandom
cryptogen = SystemRandom()
""" Helper functions """
# K-ARY CONSTRAINT GENERATION
# ###########################
# SINZ, Carsten. Towards an optimal CNF encoding of boolean cardinality constraints.
# CP, 2005, 3709. Jg., S. 827-831.
def next_var_index(start):
next_var = start
while(True):
yield next_var
next_var += 1
class s_index():
def __init__(self, start_index):
self.firstEnvVar = start_index
def next(self,i,j,k):
return self.firstEnvVar + i*k +j
def gen_seq_circuit(k, input_indices, next_var_index_gen):
cnf_string = ''
s_index_gen = s_index(next_var_index_gen.next())
# write clauses of first partial sum (i.e. i=0)
cnf_string += (str(-input_indices[0]) + ' ' + str(s_index_gen.next(0,0,k)) + ' 0\n')
for i in range(1, k):
cnf_string += (str(-s_index_gen.next(0, i, k)) + ' 0\n')
# write clauses for general case (i.e. 0 < i < n-1)
for i in range(1, len(input_indices)-1):
cnf_string += (str(-input_indices[i]) + ' ' + str(s_index_gen.next(i, 0, k)) + ' 0\n')
cnf_string += (str(-s_index_gen.next(i-1, 0, k)) + ' ' + str(s_index_gen.next(i, 0, k)) + ' 0\n')
for u in range(1, k):
cnf_string += (str(-input_indices[i]) + ' ' + str(-s_index_gen.next(i-1, u-1, k)) + ' ' + str(s_index_gen.next(i, u, k)) + ' 0\n')
cnf_string += (str(-s_index_gen.next(i-1, u, k)) + ' ' + str(s_index_gen.next(i, u, k)) + ' 0\n')
cnf_string += (str(-input_indices[i]) + ' ' + str(-s_index_gen.next(i-1, k-1, k)) + ' 0\n')
# last clause for last variable
cnf_string += (str(-input_indices[-1]) + ' ' + str(-s_index_gen.next(len(input_indices)-2, k-1, k)) + ' 0\n')
return (cnf_string, (len(input_indices)-1)*k, 2*len(input_indices)*k + len(input_indices) - 3*k - 1)
# K=2 clause GENERATION
# #####################
def gen_at_most_2_constraints(vars, start_var):
constraint_string = ''
used_clauses = 0
used_vars = 0
index_gen = next_var_index(start_var)
circuit = gen_seq_circuit(2, vars, index_gen)
constraint_string += circuit[0]
used_clauses += circuit[2]
used_vars += circuit[1]
start_var += circuit[1]
return [constraint_string, used_clauses, used_vars, start_var]
def gen_at_least_2_constraints(vars, start_var):
k = len(vars) - 2
vars = [-var for var in vars]
constraint_string = ''
used_clauses = 0
used_vars = 0
index_gen = next_var_index(start_var)
circuit = gen_seq_circuit(k, vars, index_gen)
constraint_string += circuit[0]
used_clauses += circuit[2]
used_vars += circuit[1]
start_var += circuit[1]
return [constraint_string, used_clauses, used_vars, start_var]
# Adjacency conflicts
# ###################
def get_all_adjacency_conflicts_4_neighborhood(N, X):
conflicts = set()
for x in range(N):
for y in range(N):
if x < (N-1):
conflicts.add(((x,y),(x+1,y)))
if y < (N-1):
conflicts.add(((x,y),(x,y+1)))
cnf = '' # slow string appends
for (var_a, var_b) in conflicts:
var_a_ = X[var_a]
var_b_ = X[var_b]
cnf += '-' + var_a_ + ' ' + '-' + var_b_ + ' 0 \n'
return cnf, len(conflicts)
# Build SAT-CNF
#############
def build_cnf(N, verbose=False):
var_counter = count(1)
N_CLAUSES = 0
X = np.zeros((N, N), dtype=object)
for a in range(N):
for b in range(N):
X[a,b] = str(next(var_counter))
# Adjacency constraints
CNF, N_CLAUSES = get_all_adjacency_conflicts_4_neighborhood(N, X)
# k=2 constraints
NEXT_VAR = N*N+1
for row in range(N):
constraint_string, used_clauses, used_vars, NEXT_VAR = gen_at_most_2_constraints(X[row, :].astype(int).tolist(), NEXT_VAR)
N_CLAUSES += used_clauses
CNF += constraint_string
constraint_string, used_clauses, used_vars, NEXT_VAR = gen_at_least_2_constraints(X[row, :].astype(int).tolist(), NEXT_VAR)
N_CLAUSES += used_clauses
CNF += constraint_string
for col in range(N):
constraint_string, used_clauses, used_vars, NEXT_VAR = gen_at_most_2_constraints(X[:, col].astype(int).tolist(), NEXT_VAR)
N_CLAUSES += used_clauses
CNF += constraint_string
constraint_string, used_clauses, used_vars, NEXT_VAR = gen_at_least_2_constraints(X[:, col].astype(int).tolist(), NEXT_VAR)
N_CLAUSES += used_clauses
CNF += constraint_string
# build final cnf
CNF = 'p cnf ' + str(NEXT_VAR-1) + ' ' + str(N_CLAUSES) + '\n' + CNF
return X, CNF, NEXT_VAR-1
# External tools
# ##############
def get_random_xor_problem(CNF_IN_fp, N_DEC_VARS, N_ALL_VARS, s, min_l, max_l):
# .cnf not part of arg!
p = subprocess.Popen(['./gen-wff', CNF_IN_fp,
str(N_DEC_VARS), str(N_ALL_VARS),
str(s), str(min_l), str(max_l), 'xored'],
stdin=subprocess.PIPE, stdout=subprocess.PIPE, stderr=subprocess.PIPE)
result = p.communicate()
os.remove(CNF_IN_fp + '-str-xored.xor') # file not needed
return CNF_IN_fp + '-str-xored.cnf'
def solve(CNF_IN_fp, N_DEC_VARS):
seed = cryptogen.randint(0, 2147483647) # actually no reason to do it; but can't hurt either
p = subprocess.Popen(["./cryptominisat5", '-t', '4', '-r', str(seed), CNF_IN_fp], stdin=subprocess.PIPE, stdout=subprocess.PIPE)
result = p.communicate()[0]
sat_line = result.find('s SATISFIABLE')
if sat_line != -1:
# solution found!
vars = parse_solution(result)[:N_DEC_VARS]
# forbid solution (DeMorgan)
negated_vars = list(map(lambda x: x*(-1), vars))
with open(CNF_IN_fp, 'a') as f:
f.write( (str(negated_vars)[1:-1] + ' 0\n').replace(',', ''))
# assume solve is treating last constraint despite not changing header!
# solve again
seed = cryptogen.randint(0, 2147483647)
p = subprocess.Popen(["./cryptominisat5", '-t', '4', '-r', str(seed), CNF_IN_fp], stdin=subprocess.PIPE, stdout=subprocess.PIPE)
result = p.communicate()[0]
sat_line = result.find('s SATISFIABLE')
if sat_line != -1:
os.remove(CNF_IN_fp) # not needed anymore
return True, False, None
else:
return True, True, vars
else:
return False, False, None
def parse_solution(output):
# assumes there is one
vars = []
for line in output.split("\n"):
if line:
if line[0] == 'v':
line_vars = list(map(lambda x: int(x), line.split()[1:]))
vars.extend(line_vars)
return vars
# Core-algorithm
# ##############
def xorsample(X, CNF_IN_fp, N_DEC_VARS, N_VARS, s, min_l, max_l):
start_time = time()
while True:
# add s random XOR constraints to F
xored_cnf_fp = get_random_xor_problem(CNF_IN_fp, N_DEC_VARS, N_VARS, s, min_l, max_l)
state_lvl1, state_lvl2, var_sol = solve(xored_cnf_fp, N_DEC_VARS)
print('------------')
if state_lvl1 and state_lvl2:
print('FOUND')
d = shelve.open('N_15_70_4_6_TO_PLOT')
d[str(uuid.uuid4())] = (pickle.dumps(var_sol), time() - start_time)
d.close()
return True
else:
if state_lvl1:
print('sol not unique')
else:
print('no sol found')
print('------------')
""" Run """
N = 15
N_DEC_VARS = N*N
X, CNF, N_VARS = build_cnf(N)
with open('my_problem.cnf', 'w') as f:
f.write(CNF)
counter = 0
while True:
print('sample: ', counter)
xorsample(X, 'my_problem', N_DEC_VARS, N_VARS, 70, 4, 6)
counter += 1
Output will look like (removed some warnings):
------------
no sol found
------------
------------
no sol found
------------
------------
no sol found
------------
------------
sol not unique
------------
------------
FOUND
Core: CNF-formulation
We introduce one variable for every cell of the matrix. N=20 means 400 binary-variables.
Adjancency:
Precalculate all symmetry-reduced conflicts and add conflict-clauses.
Basic theory:
a -> !b
<->
!a v !b (propositional logic)
Row/Col-wise Cardinality:
This is tough to express in CNF and naive approaches need an exponential number
of constraints.
We use some adder-circuit based encoding (SINZ, Carsten. Towards an optimal CNF encoding of boolean cardinality constraints) which introduces new auxiliary-variables.
Remark:
sum(var_set) <= k
<->
sum(negated(var_set)) >= len(var_set) - k
These SAT-encodings can be put into exact model-counters (for small N; e.g. < 9). The number of solutions equals Ante's results, which is a strong indication for a correct transformation!
There are also interesting approximate model-counters (also heavily based on xor-constraints) like approxMC which shows one more thing we can do with the SAT-formulation. But in practice i have not been able to use these (approxMC = autoconf; no comment).
Other experiments
I did also build a version using pblib, to use more powerful cardinality-formulations
for the SAT-CNF formulation. I did not try to use the C++-based API, but only the reduced pbencoder, which automatically selects some best encoding, which was way worse than my encoding used above (which is best is still a research-problem; often even redundant-constraints can help).
Empirical analysis
For the sake of obtaining some sample-size (given my patience), i only computed samples for N=15. In this case we used:
N=70 xors
L,U = 4,6
I also computed some samples for N=20 with (100,3,6), but this takes a few mins and we reduced the lower bound!
Visualization
Here some animation (strengthening my love-hate relationship with matplotlib):
Edit: And a (reduced) comparison to brute-force uniform-sampling with N=5 (NXOR,L,U = 4, 10, 30):
(I have not yet decided on the addition of the plotting-code. It's as ugly as the above one and people might look too much into my statistical shambles; normalizations and co.)
Theory
Statistical analysis is probably hard to do as the underlying problem is of such combinatoric nature. It's even not entirely obvious how that final cell-PDF should look like. In the case of N=odd, it's probably non-uniform and looks like a chess-board (i did brute-force check N=5 to observe this).
One thing we can be sure about (imho): symmetry!
Given a cell-PDF matrix, we should expect, that the matrix is symmetric (A = A.T).
This is checked in the visualization and the euclidean-norm of differences over time is plotted.
We can do the same on some other observation: observed pairings.
For N=3, we can observe the following pairs:
0,1
0,2
1,2
Now we can do this per-row and per-column and should expect symmetry too!
Sadly, it's probably not easy to say something about the variance and therefore the needed samples to speak about confidence!
Observation
According to my simplified perception, current-samples and the cell-PDF look good, although convergence is not achieved yet (or we are far away from uniformity).
The more important aspect are probably the two norms, nicely decreasing towards 0.
(yes; one could tune some algorithm for that by transposing with prob=0.5; but this is not done here as it would defeat it's purpose).
Potential next steps
Tune parameters
Check out the approach using #SAT-solvers / Model-counters instead of SAT-solvers
Try different CNF-formulations, especially in regards to cardinality-encodings and xor-encodings
XorSample is by default using tseitin-like encoding to get around exponentially grow
for smaller xors (as used) it might be a good idea to use naive encoding (which propagates faster)
XorSample supports that in theory; but the script's work differently in practice
Cryptominisat is known for dedicated XOR-handling (as it was build for analyzing cryptography including many xors) and might gain something by naive encoding (as inferring xors from blown-up CNFs is much harder)
More statistical-analysis
Get rid of XorSample scripts (shell + perl...)
Summary
The approach is very general
This code produces feasible samples
It should be not hard to prove, that every feasible solution can be sampled
Others have proven theoretical guarantees for uniformity for some params
does not hold for our params
Others have empirically / theoretically analyzed smaller parameters (in use here)
(Updated test results, example run-through and code snippets below.)
You can use dynamic programming to calculate the number of solutions resulting from every state (in a much more efficient way than a brute-force algorithm), and use those (pre-calculated) values to create equiprobable random solutions.
Consider the example of a 7x7 matrix; at the start, the state is:
0,0,0,0,0,0,0
meaning that there are seven adjacent unused columns. After adding two ones to the first row, the state could be e.g.:
0,1,0,0,1,0,0
with two columns that now have a one in them. After adding ones to the second row, the state could be e.g.:
0,1,1,0,1,0,1
After three rows are filled, there is a possibility that a column will have its maximum of two ones; this effectively splits the matrix into two independent zones:
1,1,1,0,2,0,1 -> 1,1,1,0 + 0,1
These zones are independent in the sense that the no-adjacent-ones rule has no effect when adding ones to different zones, and the order of the zones has no effect on the number of solutions.
In order to use these states as signatures for types of solutions, we have to transform them into a canonical notation. First, we have to take into account the fact that columns with only 1 one in them may be unusable in the next row, because they contain a one in the current row. So instead of a binary notation, we have to use a ternary notation, e.g.:
2,1,1,0 + 0,1
where the 2 means that this column was used in the current row (and not that there are 2 ones in the column). At the next step, we should then convert the twos back into ones.
Additionally, we can also mirror the seperate groups to put them into their lexicographically smallest notation:
2,1,1,0 + 0,1 -> 0,1,1,2 + 0,1
Lastly, we sort the seperate groups from small to large, and then lexicographically, so that a state in a larger matrix may be e.g.:
0,0 + 0,1 + 0,0,2 + 0,1,0 + 0,1,0,1
Then, when calculating the number of solutions resulting from each state, we can use memoization using the canonical notation of each state as a key.
Creating a dictionary of the states and the number of solutions for each of them only needs to be done once, and a table for larger matrices can probably be used for smaller matrices too.
Practically, you'd generate a random number between 0 and the total number of solutions, and then for every row, you'd look at the different states you could create from the current state, look at the number of unique solutions each one would generate, and see which option leads to the solution that corresponds with your randomly generated number.
Note that every state and the corresponding key can only occur in a particular row, so you can store the keys in seperate dictionaries per row.
TEST RESULTS
A first test using unoptimized JavaScript gave very promising results. With dynamic programming, calculating the number of solutions for a 10x10 matrix now takes a second, where a brute-force algorithm took several hours (and this is the part of the algorithm that only needs to be done once). The size of the dictionary with the signatures and numbers of solutions grows with a diminishing factor approaching 2.5 for each step in size; the time to generate it grows with a factor of around 3.
These are the number of solutions, states, signatures (total size of the dictionaries), and maximum number of signatures per row (largest dictionary per row) that are created:
size unique solutions states signatures max/row
4x4 2 9 6 2
5x5 16 73 26 8
6x6 722 514 107 40
7x7 33,988 2,870 411 152
8x8 2,215,764 13,485 1,411 596
9x9 179,431,924 56,375 4,510 1,983
10x10 17,849,077,140 218,038 13,453 5,672
11x11 2,138,979,146,276 801,266 38,314 14,491
12x12 304,243,884,374,412 2,847,885 104,764 35,803
13x13 50,702,643,217,809,908 9,901,431 278,561 96,414
14x14 9,789,567,606,147,948,364 33,911,578 723,306 238,359
15x15 2,168,538,331,223,656,364,084 114,897,838 1,845,861 548,409
16x16 546,386,962,452,256,865,969,596 ... 4,952,501 1,444,487
17x17 155,420,047,516,794,379,573,558,433 12,837,870 3,754,040
18x18 48,614,566,676,379,251,956,711,945,475 31,452,747 8,992,972
19x19 17,139,174,923,928,277,182,879,888,254,495 74,818,773 20,929,008
20x20 6,688,262,914,418,168,812,086,412,204,858,650 175,678,000 50,094,203
(Additional results obtained with C++, using a simple 128-bit integer implementation. To count the states, the code had to be run using each state as a seperate signature, which I was unable to do for the largest sizes. )
EXAMPLE
The dictionary for a 5x5 matrix looks like this:
row 0: 00000 -> 16 row 3: 101 -> 0
1112 -> 1
row 1: 20002 -> 2 1121 -> 1
00202 -> 4 1+01 -> 0
02002 -> 2 11+12 -> 2
02020 -> 2 1+121 -> 1
0+1+1 -> 0
row 2: 10212 -> 1 1+112 -> 1
12012 -> 1
12021 -> 2 row 4: 0 -> 0
12102 -> 1 11 -> 0
21012 -> 0 12 -> 0
02121 -> 3 1+1 -> 1
01212 -> 1 1+2 -> 0
The total number of solutions is 16; if we randomly pick a number from 0 to 15, e.g. 13, we can find the corresponding (i.e. the 14th) solution like this:
state: 00000
options: 10100 10010 10001 01010 01001 00101
signature: 00202 02002 20002 02020 02002 00202
solutions: 4 2 2 2 2 4
This tells us that the 14th solution is the 2nd solution of option 00101. The next step is:
state: 00101
options: 10010 01010
signature: 12102 02121
solutions: 1 3
This tells us that the 2nd solution is the 1st solution of option 01010. The next step is:
state: 01111
options: 10100 10001 00101
signature: 11+12 1112 1+01
solutions: 2 1 0
This tells us that the 1st solution is the 1st solution of option 10100. The next step is:
state: 11211
options: 01010 01001
signature: 1+1 1+1
solutions: 1 1
This tells us that the 1st solutions is the 1st solution of option 01010. The last step is:
state: 12221
options: 10001
And the 5x5 matrix corresponding to randomly chosen number 13 is:
0 0 1 0 1
0 1 0 1 0
1 0 1 0 0
0 1 0 1 0
1 0 0 0 1
And here's a quick'n'dirty code example; run the snippet to generate the signature and solution count dictionary, and generate a random 10x10 matrix (it takes a second to generate the dictionary; once that is done, it generates random solutions in half a millisecond):
function signature(state, prev) {
var zones = [], zone = [];
for (var i = 0; i < state.length; i++) {
if (state[i] == 2) {
if (zone.length) zones.push(mirror(zone));
zone = [];
}
else if (prev[i]) zone.push(3);
else zone.push(state[i]);
}
if (zone.length) zones.push(mirror(zone));
zones.sort(function(a,b) {return a.length - b.length || a - b;});
return zones.length ? zones.join("2") : "2";
function mirror(zone) {
var ltr = zone.join('');
zone.reverse();
var rtl = zone.join('');
return (ltr < rtl) ? ltr : rtl;
}
}
function memoize(n) {
var memo = [], empty = [];
for (var i = 0; i <= n; i++) memo[i] = [];
for (var i = 0; i < n; i++) empty[i] = 0;
memo[0][signature(empty, empty)] = next_row(empty, empty, 1);
return memo;
function next_row(state, prev, row) {
if (row > n) return 1;
var solutions = 0;
for (var i = 0; i < n - 2; i++) {
if (state[i] == 2 || prev[i] == 1) continue;
for (var j = i + 2; j < n; j++) {
if (state[j] == 2 || prev[j] == 1) continue;
var s = state.slice(), p = empty.slice();
++s[i]; ++s[j]; ++p[i]; ++p[j];
var sig = signature(s, p);
var sol = memo[row][sig];
if (sol == undefined)
memo[row][sig] = sol = next_row(s, p, row + 1);
solutions += sol;
}
}
return solutions;
}
}
function random_matrix(n, memo) {
var matrix = [], empty = [], state = [], prev = [];
for (var i = 0; i < n; i++) empty[i] = state[i] = prev[i] = 0;
var total = memo[0][signature(empty, empty)];
var pick = Math.floor(Math.random() * total);
document.write("solution " + pick.toLocaleString('en-US') +
" from a total of " + total.toLocaleString('en-US') + "<br>");
for (var row = 1; row <= n; row++) {
var options = find_options(state, prev);
for (var i in options) {
var state_copy = state.slice();
for (var j in state_copy) state_copy[j] += options[i][j];
var sig = signature(state_copy, options[i]);
var solutions = memo[row][sig];
if (pick < solutions) {
matrix.push(options[i].slice());
prev = options[i].slice();
state = state_copy.slice();
break;
}
else pick -= solutions;
}
}
return matrix;
function find_options(state, prev) {
var options = [];
for (var i = 0; i < n - 2; i++) {
if (state[i] == 2 || prev[i] == 1) continue;
for (var j = i + 2; j < n; j++) {
if (state[j] == 2 || prev[j] == 1) continue;
var option = empty.slice();
++option[i]; ++option[j];
options.push(option);
}
}
return options;
}
}
var size = 10;
var memo = memoize(size);
var matrix = random_matrix(size, memo);
for (var row in matrix) document.write(matrix[row] + "<br>");
The code snippet below shows the dictionary of signatures and solution counts for a matrix of size 10x10. I've used a slightly different signature format from the explanation above: the zones are delimited by a '2' instead of a plus sign, and a column which has a one in the previous row is marked with a '3' instead of a '2'. This shows how the keys could be stored in a file as integers with 2×N bits (padded with 2's).
function signature(state, prev) {
var zones = [], zone = [];
for (var i = 0; i < state.length; i++) {
if (state[i] == 2) {
if (zone.length) zones.push(mirror(zone));
zone = [];
}
else if (prev[i]) zone.push(3);
else zone.push(state[i]);
}
if (zone.length) zones.push(mirror(zone));
zones.sort(function(a,b) {return a.length - b.length || a - b;});
return zones.length ? zones.join("2") : "2";
function mirror(zone) {
var ltr = zone.join('');
zone.reverse();
var rtl = zone.join('');
return (ltr < rtl) ? ltr : rtl;
}
}
function memoize(n) {
var memo = [], empty = [];
for (var i = 0; i <= n; i++) memo[i] = [];
for (var i = 0; i < n; i++) empty[i] = 0;
memo[0][signature(empty, empty)] = next_row(empty, empty, 1);
return memo;
function next_row(state, prev, row) {
if (row > n) return 1;
var solutions = 0;
for (var i = 0; i < n - 2; i++) {
if (state[i] == 2 || prev[i] == 1) continue;
for (var j = i + 2; j < n; j++) {
if (state[j] == 2 || prev[j] == 1) continue;
var s = state.slice(), p = empty.slice();
++s[i]; ++s[j]; ++p[i]; ++p[j];
var sig = signature(s, p);
var sol = memo[row][sig];
if (sol == undefined)
memo[row][sig] = sol = next_row(s, p, row + 1);
solutions += sol;
}
}
return solutions;
}
}
var memo = memoize(10);
for (var i in memo) {
document.write("row " + i + ":<br>");
for (var j in memo[i]) {
document.write(""" + j + "": " + memo[i][j] + "<br>");
}
}
Just few thoughts. Number of matrices satisfying conditions for n <= 10:
3 0
4 2
5 16
6 722
7 33988
8 2215764
9 179431924
10 17849077140
Unfortunatelly there is no sequence with these numbers in OEIS.
There is one similar (A001499), without condition for neighbouring one's. Number of nxn matrices in this case is 'of order' as A001499's number of (n-1)x(n-1) matrices. That is to be expected since number
of ways to fill one row in this case, position 2 one's in n places with at least one zero between them is ((n-1) choose 2). Same as to position 2 one's in (n-1) places without the restriction.
I don't think there is an easy connection between these matrix of order n and A001499 matrix of order n-1, meaning that if we have A001499 matrix than we can construct some of these matrices.
With this, for n=20, number of matrices is >10^30. Quite a lot :-/
This solution use recursion in order to set the cell of the matrix one by one. If the random walk finish with an impossible solution then we rollback one step in the tree and we continue the random walk.
The algorithm is efficient and i think that the generated data are highly equiprobable.
package rndsqmatrix;
import java.util.ArrayList;
import java.util.Collections;
import java.util.List;
import java.util.stream.IntStream;
public class RndSqMatrix {
/**
* Generate a random matrix
* #param size the size of the matrix
* #return the matrix encoded in 1d array i=(x+y*size)
*/
public static int[] generate(final int size) {
return generate(size, new int[size * size], new int[size],
new int[size]);
}
/**
* Build a matrix recursivly with a random walk
* #param size the size of the matrix
* #param matrix the matrix encoded in 1d array i=(x+y*size)
* #param rowSum
* #param colSum
* #return
*/
private static int[] generate(final int size, final int[] matrix,
final int[] rowSum, final int[] colSum) {
// generate list of valid positions
final List<Integer> positions = new ArrayList();
for (int y = 0; y < size; y++) {
if (rowSum[y] < 2) {
for (int x = 0; x < size; x++) {
if (colSum[x] < 2) {
final int p = x + y * size;
if (matrix[p] == 0
&& (x == 0 || matrix[p - 1] == 0)
&& (x == size - 1 || matrix[p + 1] == 0)
&& (y == 0 || matrix[p - size] == 0)
&& (y == size - 1 || matrix[p + size] == 0)) {
positions.add(p);
}
}
}
}
}
// no valid positions ?
if (positions.isEmpty()) {
// if the matrix is incomplete => return null
for (int i = 0; i < size; i++) {
if (rowSum[i] != 2 || colSum[i] != 2) {
return null;
}
}
// the matrix is complete => return it
return matrix;
}
// random walk
Collections.shuffle(positions);
for (int p : positions) {
// set '1' and continue recursivly the exploration
matrix[p] = 1;
rowSum[p / size]++;
colSum[p % size]++;
final int[] solMatrix = generate(size, matrix, rowSum, colSum);
if (solMatrix != null) {
return solMatrix;
}
// rollback
matrix[p] = 0;
rowSum[p / size]--;
colSum[p % size]--;
}
// we can't find a valid matrix from here => return null
return null;
}
public static void printMatrix(final int size, final int[] matrix) {
for (int y = 0; y < size; y++) {
for (int x = 0; x < size; x++) {
System.out.print(matrix[x + y * size]);
System.out.print(" ");
}
System.out.println();
}
}
public static void printStatistics(final int size, final int count) {
final int sumMatrix[] = new int[size * size];
for (int i = 0; i < count; i++) {
final int[] matrix = generate(size);
for (int j = 0; j < sumMatrix.length; j++) {
sumMatrix[j] += matrix[j];
}
}
printMatrix(size, sumMatrix);
}
public static void checkAlgorithm() {
final int size = 8;
final int count = 2215764;
final int divisor = 122;
final int sumMatrix[] = new int[size * size];
for (int i = 0; i < count/divisor ; i++) {
final int[] matrix = generate(size);
for (int j = 0; j < sumMatrix.length; j++) {
sumMatrix[j] += matrix[j];
}
}
int total = 0;
for(int i=0; i < sumMatrix.length; i++) {
total += sumMatrix[i];
}
final double factor = (double)total / (count/divisor);
System.out.println("Factor=" + factor + " (theory=16.0)");
}
public static void benchmark(final int size, final int count,
final boolean parallel) {
final long begin = System.currentTimeMillis();
if (!parallel) {
for (int i = 0; i < count; i++) {
generate(size);
}
} else {
IntStream.range(0, count).parallel().forEach(i -> generate(size));
}
final long end = System.currentTimeMillis();
System.out.println("rate="
+ (double) (end - begin) / count + "ms/matrix");
}
public static void main(String[] args) {
checkAlgorithm();
benchmark(8, 10000, true);
//printStatistics(8, 2215764/36);
printStatistics(8, 2215764);
}
}
The output is:
Factor=16.0 (theory=16.0)
rate=0.2835ms/matrix
552969 554643 552895 554632 555680 552753 554567 553389
554071 554847 553441 553315 553425 553883 554485 554061
554272 552633 555130 553699 553604 554298 553864 554028
554118 554299 553565 552986 553786 554473 553530 554771
554474 553604 554473 554231 553617 553556 553581 553992
554960 554572 552861 552732 553782 554039 553921 554661
553578 553253 555721 554235 554107 553676 553776 553182
553086 553677 553442 555698 553527 554850 553804 553444
Here is a very fast approach of generating the matrix row by row, written in Java:
public static void main(String[] args) throws Exception {
int n = 100;
Random rnd = new Random();
byte[] mat = new byte[n*n];
byte[] colCount = new byte[n];
//generate row by row
for (int x = 0; x < n; x++) {
//generate a random first bit
int b1 = rnd.nextInt(n);
while ( (x > 0 && mat[(x-1)*n + b1] == 1) || //not adjacent to the one above
(colCount[b1] == 2) //not in a column which has 2
) b1 = rnd.nextInt(n);
//generate a second bit, not equal to the first one
int b2 = rnd.nextInt(n);
while ( (b2 == b1) || //not the same as bit 1
(x > 0 && mat[(x-1)*n + b2] == 1) || //not adjacent to the one above
(colCount[b2] == 2) || //not in a column which has 2
(b2 == b1 - 1) || //not adjacent to b1
(b2 == b1 + 1)
) b2 = rnd.nextInt(n);
//fill the matrix values and increment column counts
mat[x*n + b1] = 1;
mat[x*n + b2] = 1;
colCount[b1]++;
colCount[b2]++;
}
String arr = Arrays.toString(mat).substring(1, n*n*3 - 1);
System.out.println(arr.replaceAll("(.{" + n*3 + "})", "$1\n"));
}
It essentially generates each a random row at a time. If the row will violate any of the conditions, it is generated again (again randomly). I believe this will satisfy condition 4 as well.
Adding a quick note that it will spin forever for N-s where there is no solutions (like N=3).
I have three numbers x, y , z.
For a range between numbers x and y.
How can i find the total numbers whose % with z is 0 i.e. how many numbers between x and y are divisible by z ?
It can be done in O(1): find the first one, find the last one, find the count of all other.
I'm assuming the range is inclusive. If your ranges are exclusive, adjust the bounds by one:
find the first value after x that is divisible by z. You can discard x:
x_mod = x % z;
if(x_mod != 0)
x += (z - x_mod);
find the last value before y that is divisible by y. You can discard y:
y -= y % z;
find the size of this range:
if(x > y)
return 0;
else
return (y - x) / z + 1;
If mathematical floor and ceil functions are available, the first two parts can be written more readably. Also the last part can be compressed using math functions:
x = ceil (x, z);
y = floor (y, z);
return max((y - x) / z + 1, 0);
if the input is guaranteed to be a valid range (x >= y), the last test or max is unneccessary:
x = ceil (x, z);
y = floor (y, z);
return (y - x) / z + 1;
(2017, answer rewritten thanks to comments)
The number of multiples of z in a number n is simply n / z
/ being the integer division, meaning decimals that could result from the division are simply ignored (for instance 17/5 => 3 and not 3.4).
Now, in a range from x to y, how many multiples of z are there?
Let see how many multiples m we have up to y
0----------------------------------x------------------------y
-m---m---m---m---m---m---m---m---m---m---m---m---m---m---m---
You see where I'm going... to get the number of multiples in the range [ x, y ], get the number of multiples of y then subtract the number of multiples before x, (x-1) / z
Solution: ( y / z ) - (( x - 1 ) / z )
Programmatically, you could make a function numberOfMultiples
function numberOfMultiples(n, z) {
return n / z;
}
to get the number of multiples in a range [x, y]
numberOfMultiples(y) - numberOfMultiples(x-1)
The function is O(1), there is no need of a loop to get the number of multiples.
Examples of results you should find
[30, 90] ÷ 13 => 4
[1, 1000] ÷ 6 => 166
[100, 1000000] ÷ 7 => 142843
[777, 777777777] ÷ 7 => 111111001
For the first example, 90 / 13 = 6, (30-1) / 13 = 2, and 6-2 = 4
---26---39---52---65---78---91--
^ ^
30<---(4 multiples)-->90
I also encountered this on Codility. It took me much longer than I'd like to admit to come up with a good solution, so I figured I would share what I think is an elegant solution!
Straightforward Approach 1/2:
O(N) time solution with a loop and counter, unrealistic when N = 2 billion.
Awesome Approach 3:
We want the number of digits in some range that are divisible by K.
Simple case: assume range [0 .. n*K], N = n*K
N/K represents the number of digits in [0,N) that are divisible by K, given N%K = 0 (aka. N is divisible by K)
ex. N = 9, K = 3, Num digits = |{0 3 6}| = 3 = 9/3
Similarly,
N/K + 1 represents the number of digits in [0,N] divisible by K
ex. N = 9, K = 3, Num digits = |{0 3 6 9}| = 4 = 9/3 + 1
I think really understanding the above fact is the trickiest part of this question, I cannot explain exactly why it works.
The rest boils down to prefix sums and handling special cases.
Now we don't always have a range that begins with 0, and we cannot assume the two bounds will be divisible by K.
But wait! We can fix this by calculating our own nice upper and lower bounds and using some subtraction magic :)
First find the closest upper and lower in the range [A,B] that are divisible by K.
Upper bound (easier): ex. B = 10, K = 3, new_B = 9... the pattern is B - B%K
Lower bound: ex. A = 10, K = 3, new_A = 12... try a few more and you will see the pattern is A - A%K + K
Then calculate the following using the above technique:
Determine the total number of digits X between [0,B] that are divisible by K
Determine the total number of digits Y between [0,A) that are divisible by K
Calculate the number of digits between [A,B] that are divisible by K in constant time by the expression X - Y
Website: https://codility.com/demo/take-sample-test/count_div/
class CountDiv {
public int solution(int A, int B, int K) {
int firstDivisible = A%K == 0 ? A : A + (K - A%K);
int lastDivisible = B%K == 0 ? B : B - B%K; //B/K behaves this way by default.
return (lastDivisible - firstDivisible)/K + 1;
}
}
This is my first time explaining an approach like this. Feedback is very much appreciated :)
This is one of the Codility Lesson 3 questions. For this question, the input is guaranteed to be in a valid range. I answered it using Javascript:
function solution(x, y, z) {
var totalDivisibles = Math.floor(y / z),
excludeDivisibles = Math.floor((x - 1) / z),
divisiblesInArray = totalDivisibles - excludeDivisibles;
return divisiblesInArray;
}
https://codility.com/demo/results/demoQX3MJC-8AP/
(I actually wanted to ask about some of the other comments on this page but I don't have enough rep points yet).
Divide y-x by z, rounding down. Add one if y%z < x%z or if x%z == 0.
No mathematical proof, unless someone cares to provide one, but test cases, in Perl:
#!perl
use strict;
use warnings;
use Test::More;
sub multiples_in_range {
my ($x, $y, $z) = #_;
return 0 if $x > $y;
my $ret = int( ($y - $x) / $z);
$ret++ if $y%$z < $x%$z or $x%$z == 0;
return $ret;
}
for my $z (2 .. 10) {
for my $x (0 .. 2*$z) {
for my $y (0 .. 4*$z) {
is multiples_in_range($x, $y, $z),
scalar(grep { $_ % $z == 0 } $x..$y),
"[$x..$y] mod $z";
}
}
}
done_testing;
Output:
$ prove divrange.pl
divrange.pl .. ok
All tests successful.
Files=1, Tests=3405, 0 wallclock secs ( 0.20 usr 0.02 sys + 0.26 cusr 0.01 csys = 0.49 CPU)
Result: PASS
Let [A;B] be an interval of positive integers including A and B such that 0 <= A <= B, K be the divisor.
It is easy to see that there are N(A) = ⌊A / K⌋ = floor(A / K) factors of K in interval [0;A]:
1K 2K 3K 4K 5K
●········x········x··●·····x········x········x···>
0 A
Similarly, there are N(B) = ⌊B / K⌋ = floor(B / K) factors of K in interval [0;B]:
1K 2K 3K 4K 5K
●········x········x········x········x···●····x···>
0 B
Then N = N(B) - N(A) equals to the number of K's (the number of integers divisible by K) in range (A;B]. The point A is not included, because the subtracted N(A) includes this point. Therefore, the result should be incremented by one, if A mod K is zero:
N := N(B) - N(A)
if (A mod K = 0)
N := N + 1
Implementation in PHP
function solution($A, $B, $K) {
if ($K < 1)
return 0;
$c = floor($B / $K) - floor($A / $K);
if ($A % $K == 0)
$c++;
return (int)$c;
}
In PHP, the effect of the floor function can be achieved by casting to the integer type:
$c = (int)($B / $K) - (int)($A / $K);
which, I think, is faster.
Here is my short and simple solution in C++ which got 100/100 on codility. :)
Runs in O(1) time. I hope its not difficult to understand.
int solution(int A, int B, int K) {
// write your code in C++11
int cnt=0;
if( A%K==0 or B%K==0)
cnt++;
if(A>=K)
cnt+= (B - A)/K;
else
cnt+=B/K;
return cnt;
}
(floor)(high/d) - (floor)(low/d) - (high%d==0)
Explanation:
There are a/d numbers divisible by d from 0.0 to a. (d!=0)
Therefore (floor)(high/d) - (floor)(low/d) will give numbers divisible in the range (low,high] (Note that low is excluded and high is included in this range)
Now to remove high from the range just subtract (high%d==0)
Works for integers, floats or whatever (Use fmodf function for floats)
Won't strive for an o(1) solution, this leave for more clever person:) Just feel this is a perfect usage scenario for function programming. Simple and straightforward.
> x,y,z=1,1000,6
=> [1, 1000, 6]
> (x..y).select {|n| n%z==0}.size
=> 166
EDIT: after reading other's O(1) solution. I feel shamed. Programming made people lazy to think...
Division (a/b=c) by definition - taking a set of size a and forming groups of size b. The number of groups of this size that can be formed, c, is the quotient of a and b. - is nothing more than the number of integers within range/interval ]0..a] (not including zero, but including a) that are divisible by b.
so by definition:
Y/Z - number of integers within ]0..Y] that are divisible by Z
and
X/Z - number of integers within ]0..X] that are divisible by Z
thus:
result = [Y/Z] - [X/Z] + x (where x = 1 if and only if X is divisible by Y otherwise 0 - assuming the given range [X..Y] includes X)
example :
for (6, 12, 2) we have 12/2 - 6/2 + 1 (as 6%2 == 0) = 6 - 3 + 1 = 4 // {6, 8, 10, 12}
for (5, 12, 2) we have 12/2 - 5/2 + 0 (as 5%2 != 0) = 6 - 2 + 0 = 4 // {6, 8, 10, 12}
The time complexity of the solution will be linear.
Code Snippet :
int countDiv(int a, int b, int m)
{
int mod = (min(a, b)%m==0);
int cnt = abs(floor(b/m) - floor(a/m)) + mod;
return cnt;
}
here n will give you count of number and will print sum of all numbers that are divisible by k
int a = sc.nextInt();
int b = sc.nextInt();
int k = sc.nextInt();
int first = 0;
if (a > k) {
first = a + a/k;
} else {
first = k;
}
int last = b - b%k;
if (first > last) {
System.out.println(0);
} else {
int n = (last - first)/k+1;
System.out.println(n * (first + last)/2);
}
Here is the solution to the problem written in Swift Programming Language.
Step 1: Find the first number in the range divisible by z.
Step 2: Find the last number in the range divisible by z.
Step 3: Use a mathematical formula to find the number of divisible numbers by z in the range.
func solution(_ x : Int, _ y : Int, _ z : Int) -> Int {
var numberOfDivisible = 0
var firstNumber: Int
var lastNumber: Int
if y == x {
return x % z == 0 ? 1 : 0
}
//Find first number divisible by z
let moduloX = x % z
if moduloX == 0 {
firstNumber = x
} else {
firstNumber = x + (z - moduloX)
}
//Fist last number divisible by z
let moduloY = y % z
if moduloY == 0 {
lastNumber = y
} else {
lastNumber = y - moduloY
}
//Math formula
numberOfDivisible = Int(floor(Double((lastNumber - firstNumber) / z))) + 1
return numberOfDivisible
}
public static int Solution(int A, int B, int K)
{
int count = 0;
//If A is divisible by K
if(A % K == 0)
{
count = (B / K) - (A / K) + 1;
}
//If A is not divisible by K
else if(A % K != 0)
{
count = (B / K) - (A / K);
}
return count;
}
This can be done in O(1).
Here you are a solution in C++.
auto first{ x % z == 0 ? x : x + z - x % z };
auto last{ y % z == 0 ? y : y - y % z };
auto ans{ (last - first) / z + 1 };
Where first is the first number that ∈ [x; y] and is divisible by z, last is the last number that ∈ [x; y] and is divisible by z and ans is the answer that you are looking for.
I'm looking for an algorithm that places tick marks on an axis, given a range to display, a width to display it in, and a function to measure a string width for a tick mark.
For example, given that I need to display between 1e-6 and 5e-6 and a width to display in pixels, the algorithm would determine that I should put tickmarks (for example) at 1e-6, 2e-6, 3e-6, 4e-6, and 5e-6. Given a smaller width, it might decide that the optimal placement is only at the even positions, i.e. 2e-6 and 4e-6 (since putting more tickmarks would cause them to overlap).
A smart algorithm would give preference to tickmarks at multiples of 10, 5, and 2. Also, a smart algorithm would be symmetric around zero.
As I didn't like any of the solutions I've found so far, I implemented my own. It's in C# but it can be easily translated into any other language.
It basically chooses from a list of possible steps the smallest one that displays all values, without leaving any value exactly in the edge, lets you easily select which possible steps you want to use (without having to edit ugly if-else if blocks), and supports any range of values. I used a C# Tuple to return three values just for a quick and simple demonstration.
private static Tuple<decimal, decimal, decimal> GetScaleDetails(decimal min, decimal max)
{
// Minimal increment to avoid round extreme values to be on the edge of the chart
decimal epsilon = (max - min) / 1e6m;
max += epsilon;
min -= epsilon;
decimal range = max - min;
// Target number of values to be displayed on the Y axis (it may be less)
int stepCount = 20;
// First approximation
decimal roughStep = range / (stepCount - 1);
// Set best step for the range
decimal[] goodNormalizedSteps = { 1, 1.5m, 2, 2.5m, 5, 7.5m, 10 }; // keep the 10 at the end
// Or use these if you prefer: { 1, 2, 5, 10 };
// Normalize rough step to find the normalized one that fits best
decimal stepPower = (decimal)Math.Pow(10, -Math.Floor(Math.Log10((double)Math.Abs(roughStep))));
var normalizedStep = roughStep * stepPower;
var goodNormalizedStep = goodNormalizedSteps.First(n => n >= normalizedStep);
decimal step = goodNormalizedStep / stepPower;
// Determine the scale limits based on the chosen step.
decimal scaleMax = Math.Ceiling(max / step) * step;
decimal scaleMin = Math.Floor(min / step) * step;
return new Tuple<decimal, decimal, decimal>(scaleMin, scaleMax, step);
}
static void Main()
{
// Dummy code to show a usage example.
var minimumValue = data.Min();
var maximumValue = data.Max();
var results = GetScaleDetails(minimumValue, maximumValue);
chart.YAxis.MinValue = results.Item1;
chart.YAxis.MaxValue = results.Item2;
chart.YAxis.Step = results.Item3;
}
Take the longest of the segments about zero (or the whole graph, if zero is not in the range) - for example, if you have something on the range [-5, 1], take [-5,0].
Figure out approximately how long this segment will be, in ticks. This is just dividing the length by the width of a tick. So suppose the method says that we can put 11 ticks in from -5 to 0. This is our upper bound. For the shorter side, we'll just mirror the result on the longer side.
Now try to put in as many (up to 11) ticks in, such that the marker for each tick in the form i*10*10^n, i*5*10^n, i*2*10^n, where n is an integer, and i is the index of the tick. Now it's an optimization problem - we want to maximize the number of ticks we can put in, while at the same time minimizing the distance between the last tick and the end of the result. So assign a score for getting as many ticks as we can, less than our upper bound, and assign a score to getting the last tick close to n - you'll have to experiment here.
In the above example, try n = 1. We get 1 tick (at i=0). n = 2 gives us 1 tick, and we're further from the lower bound, so we know that we have to go the other way. n = 0 gives us 6 ticks, at each integer point point. n = -1 gives us 12 ticks (0, -0.5, ..., -5.0). n = -2 gives us 24 ticks, and so on. The scoring algorithm will give them each a score - higher means a better method.
Do this again for the i * 5 * 10^n, and i*2*10^n, and take the one with the best score.
(as an example scoring algorithm, say that the score is the distance to the last tick times the maximum number of ticks minus the number needed. This will likely be bad, but it'll serve as a decent starting point).
Funnily enough, just over a week ago I came here looking for an answer to the same question, but went away again and decided to come up with my own algorithm. I am here to share, in case it is of any use.
I wrote the code in Python to try and bust out a solution as quickly as possible, but it can easily be ported to any other language.
The function below calculates the appropriate interval (which I have allowed to be either 10**n, 2*10**n, 4*10**n or 5*10**n) for a given range of data, and then calculates the locations at which to place the ticks (based on which numbers within the range are divisble by the interval). I have not used the modulo % operator, since it does not work properly with floating-point numbers due to floating-point arithmetic rounding errors.
Code:
import math
def get_tick_positions(data: list):
if len(data) == 0:
return []
retpoints = []
data_range = max(data) - min(data)
lower_bound = min(data) - data_range/10
upper_bound = max(data) + data_range/10
view_range = upper_bound - lower_bound
num = lower_bound
n = math.floor(math.log10(view_range) - 1)
interval = 10**n
num_ticks = 1
while num <= upper_bound:
num += interval
num_ticks += 1
if num_ticks > 10:
if interval == 10 ** n:
interval = 2 * 10 ** n
elif interval == 2 * 10 ** n:
interval = 4 * 10 ** n
elif interval == 4 * 10 ** n:
interval = 5 * 10 ** n
else:
n += 1
interval = 10 ** n
num = lower_bound
num_ticks = 1
if view_range >= 10:
copy_interval = interval
else:
if interval == 10 ** n:
copy_interval = 1
elif interval == 2 * 10 ** n:
copy_interval = 2
elif interval == 4 * 10 ** n:
copy_interval = 4
else:
copy_interval = 5
first_val = 0
prev_val = 0
times = 0
temp_log = math.log10(interval)
if math.isclose(lower_bound, 0):
first_val = 0
elif lower_bound < 0:
if upper_bound < -2*interval:
if n < 0:
copy_ub = round(upper_bound*10**(abs(temp_log) + 1))
times = copy_ub // round(interval*10**(abs(temp_log) + 1)) + 2
else:
times = upper_bound // round(interval) + 2
while first_val >= lower_bound:
prev_val = first_val
first_val = times * copy_interval
if n < 0:
first_val *= (10**n)
times -= 1
first_val = prev_val
times += 3
else:
if lower_bound > 2*interval:
if n < 0:
copy_ub = round(lower_bound*10**(abs(temp_log) + 1))
times = copy_ub // round(interval*10**(abs(temp_log) + 1)) - 2
else:
times = lower_bound // round(interval) - 2
while first_val < lower_bound:
first_val = times*copy_interval
if n < 0:
first_val *= (10**n)
times += 1
if n < 0:
retpoints.append(first_val)
else:
retpoints.append(round(first_val))
val = first_val
times = 1
while val <= upper_bound:
val = first_val + times * interval
if n < 0:
retpoints.append(val)
else:
retpoints.append(round(val))
times += 1
retpoints.pop()
return retpoints
When passing in the following three data-points to the function
points = [-0.00493, -0.0003892, -0.00003292]
... the output I get (as a list) is as follows:
[-0.005, -0.004, -0.003, -0.002, -0.001, 0.0]
When passing this:
points = [1.399, 38.23823, 8309.33, 112990.12]
... I get:
[0, 20000, 40000, 60000, 80000, 100000, 120000]
When passing this:
points = [-54, -32, -19, -17, -13, -11, -8, -4, 12, 15, 68]
... I get:
[-60, -40, -20, 0, 20, 40, 60, 80]
... which all seem to be a decent choice of positions for placing ticks.
The function is written to allow 5-10 ticks, but that could easily be changed if you so please.
Whether the list of data supplied contains ordered or unordered data it does not matter, since it is only the minimum and maximum data points within the list that matter.
This simple algorithm yields an interval that is multiple of 1, 2, or 5 times a power of 10. And the axis range gets divided in at least 5 intervals. The code sample is in java language:
protected double calculateInterval(double range) {
double x = Math.pow(10.0, Math.floor(Math.log10(range)));
if (range / x >= 5)
return x;
else if (range / (x / 2.0) >= 5)
return x / 2.0;
else
return x / 5.0;
}
This is an alternative, for minimum 10 intervals:
protected double calculateInterval(double range) {
double x = Math.pow(10.0, Math.floor(Math.log10(range)));
if (range / (x / 2.0) >= 10)
return x / 2.0;
else if (range / (x / 5.0) >= 10)
return x / 5.0;
else
return x / 10.0;
}
I've been using the jQuery flot graph library. It's open source and does axis/tick generation quite well. I'd suggest looking at it's code and pinching some ideas from there.