Merging two directed trees? - algorithm

Since tree height is the main impediment to computational efficiency, a good strategy is to make the root of the shorter tree point to the root of the longer tree.
Does this really matter though? I mean if you did it the other way around (merge the longer tree into the shorter) the tree height will only increase by 1. Since an increase of 1 wouldn't make a real difference (would it?), does it really matter which tree is merged into which? Or is there an alternate reason for why the shorter tree is merged into the longer?
Note I am talking about disjoint sets.

It isn't really clear which kind of tree you are talking about (binary search trees, disjoint sets, or any n-ary tree).
But in any case, I think the reason is that although having a an increase of 1 isn't significant, if you do n mergers you end up with an increase of n. This can be significant if you have a data structure that needs lots of mergers (e.g. disjoint sets).

The quoatation lacks context. For example, in some tree structures single elemenet may have to be inserted one by one (possibly rebalancing the tree, for example - usually you want trees of height O(log n)); maybe this is meant: Then it is easier to insert fewer elements to the larger tree.
Obviously, if a height increase of 1 matters depends in party on how often the height is increased by one :-)
Edit: With disjoint sets, it is important that the smaller (lower) tree will be added to the bigger.

Related

Why is shallow binary tree better?

Why do we always want shallow binary tree? In what cases is shallow binary tree better than non-shallow/minimum depth tree?
I am just confused as my prof keeps saying we want to aim for shallowest possible binary tree but I do not understand why. I guess smallar is better but is there any specific concrete reason? Sorry for my bad english thanks for your help
I'm assuming this is in regards to binary search trees - if not, please let me know and I can update this answer.
In a binary search tree, the cost of almost every operation (insertion, deletion, lookup, successor, predecessor, min, max, range search, split, join, etc.) depends on the height of the binary search tree. The reason for this is that these operations work by walking down the tree from the root until they either fall off the tree or find what they're looking for. The deeper the tree, the longer this can take if you get bad inputs.
By shuffling nodes around to keep the tree height low, we can make it so that these operations are, in general, very fast. A tree with height h can have at most 2h - 1 nodes in it, which is a huge number compared with h (figure that if h = 20, 2h - 1 is over a million!), so if you make an effort to pack the nodes into the tree higher up and closer to the root, you'll get better operation speeds all around.
There are some cases where it's actually beneficial to have trees that are as imbalanced as possible. For example, if you have a binary search tree and know in advance that some elements will be looked up more than others, you may want to shuffle the nodes around in the tree to put the high-frequency items higher up and the low-frequency items deeper in the tree. In non-binary-search-tree contexts, the randomized meldable priority queue works by randomly walking down a tree doing merges, and the less balanced the tree is the more likely it is for these operations to end early by falling off the tree.

In Disjoint Set Union (D.S.U.), why do we make the smaller sized subset as the child of the larger sized subset while performing the union operation?

I recently came across D.S.U. and its applications on the tree.As i was solving the related problems, I got Time Limit Exceeded error in some so i read the tutorial again and there I found that an improvised version of the normal union is weighted-union. In this weighted union operation, we make the smaller sized subset's root as child of larger sized subset's(among the two) root. How is it benefiting us?
Link to Tutorial
You should realise the purpose/logic behind weighted union-find.
First, why do we need weighted union-find? That's because a simple inefficient union-find can lead to an unbalanced tree. In the worst cast a linked list. What's the complexity of traversal over a linked list? O(N). That's the worst complexity when using a simple union-find.
Our goal is - balancing the hence-formed tree.
How and why weighted union-find works? It's a simple optimization by just keeping the size of each subset and making the smaller subset child of the larger subset when performing union between the two.
Why this works? Because, as mentioned, our goal is to balance out the tree when doing the union and not unbalance it. If you make the smaller subset a child of the larger subset, the height of the overall tree is not increasing (obv when the sizes are equal we handle it differently :/). On the other hand, if you make the bigger subset a child of the smaller tree, you know what will happen.
Using just this optimization we improve the worst case time complexity from O(N) to O(log2(N)) - because the height of the tree will never go beyond log2(N)
There's another optimization that can be done along with this which will take the complexity down even further. Your link probably has it.
Doesn't make difference in correctness' point of view, but it is usually faster.
Check this example:
In the first case, you put the biggest set as child of the smallest. You can see that in this case, if you try the find method in the deepest node, it will perform 3 steps. This doesn't happen in the second case.
This is not a rule but pratically it's what happens.

Compare height balanced tree to weight balanced tree

I was thinking of scenarios when a height balanced tree outperforms a weight balanced tree. Following are the questions I could not find an answer to even after a good amount of search:
Both the trees have similar time and space complexity, so why would I prefer one over another?
Are there some applications where weight balanced trees are preferred to height balanced ones?
If I want to know which of these given trees can fit my needs, what features should I observe in my CRUD querying pattern?
A height-balanced tree improves the worst-case lookup time (for a binary tree, it will always be bounded by log2(n)), at the expense of making the typical case roughly one lookup less (approximately half of the nodes will be at the maximum depth).
If your weight is related to frequency-of-lookup, a weight-balanced tree will improve the average lookup time, at the expense of making the worst case higher (more frequently requested items have a higher weight, and will thus tend to be in shallower trees, with the cost being deeper trees for less-frequently-requested items).
The best way to figure out what works best is to measure. If you can gather some representative query traffic, you can simply build a test rig where you count the tree operations (inserts, following a child pointer, ...) and replay your canned queries against both a height-balanced and a weight-balanced tree. But as a general rule, a height-balanced tree would work better the more even the request frequencies are across your data set, and the more skewed it is, the more advantage you'd get from a weight-balanced tree.

Balanced binary trees versus indexed skiplists

Not sure if the question should be here or on programmers (or some other SE site), but I was curious about the relevant differences between balanced binary trees and indexable skiplists. The issue came up in the context of this question. From the wikipedia:
Skip lists are a probabilistic data structure that seem likely to supplant balanced trees as the implementation method of choice for many applications. Skip list algorithms have the same asymptotic expected time bounds as balanced trees and are simpler, faster and use less space.
Don't the space requirements of a skiplist depend on the depth of the hierarchy? And aren't binary trees easier to use, at least for searching (granted, insertion and deletion in balanced BSTs can be tricky)? Are there other advantages/disadvantages to skiplists?
(Some parts of your question (ease of use, simplicity, etc.) are a bit subjective and I'll answer them at the end of this post.)
Let's look at space usage. First, let's suppose that you have a binary search tree with n nodes. What's the total space usage required? Well, each node stores some data plus two pointers. You might also need some amount of information to maintain balance information. This means that the total space usage is
n * (2 * sizeof(pointer) + sizeof(data) + sizeof(balance information))
So let's think about an equivalent skiplist. You are absolutely right that the real amount of memory used by a skiplist depends on the heights of the nodes, but we can talk about the expected amount of space used by a skiplist. Typically, you pick the height of a node in a skiplist by starting at 1, then repeatedly flipping a fair coin, incrementing the height as long as you flip heads and stopping as soon as you flip tails. Given this setup, what is the expected number of pointers inside a skiplist?
An interesting result from probability theory is that if you have a series of independent events with probability p, you need approximately 1 / p trials (on expectation) before that event will occur. In our coin-flipping example, we're flipping a coin until it comes up tails, and since the coin is a fair coin (comes up heads with probability 50%), the expected number of trials necessary before we flip tails is 2. Since that last flip ends the growth, the expected number of times a node grows in a skiplist is 1. Therefore, on expectation, we would expect an average node to have only two pointers in it - one initial pointer and one added pointer. This means that the expected total space usage is
n * (2 * sizeof(pointer) + sizeof(data))
Compare this to the size of a node in a balanced binary search tree. If there is a nonzero amount of space required to store balance information, the skiplist will indeed use (on expectation) less memory than the balanced BST. Note that many types of balanced BSTs (e.g. treaps) require a lot of balance information, while others (red/black trees, AVL trees) have balance information but can hide that information in the low-order bits of its pointers, while others (splay trees) don't have any balance information at all. Therefore, this isn't a guaranteed win, but in many cases it will use space.
As to your other questions about simplicity, ease, etc: that really depends. I personally find the code to look up an element in a BST far easier than the code to do lookups in a skiplist. However, the rotation logic in balanced BSTs is often substantially more complicated than the insertion/deletion logic in a skiplist; try seeing if you can rattle off all possible rotation cases in a red/black tree without consulting a reference, or see if you can remember all the zig/zag versus zag/zag cases from a splay tree. In that sense, it can be a bit easier to memorize the logic for inserting or deleting from a skiplist.
Hope this helps!
And aren't binary trees easier to use, at least for searching
(granted, insertion and deletion in balanced BSTs can be tricky)?
Trees are "more recursive" (trees and subtrees) and SkipLists are "more iterative" (levels in an array). Of course, it depends on implementation, but SkipLists can also be very useful for practical applications.
It's easier to search in trees because you don't have to iterate levels in an array.
Are there other advantages/disadvantages to skiplists?
SkipLists are "easier" to implement. This is a little relative, but it's easier to implement a full-functional SkipList than deletion and balance operations in a BinaryTree.
Trees can be persistent (better for functional programming).
It's easier to delete items from SkipLists than internal nodes in a binary tree.
It's easier to add items to binary trees (keeping the balance is another issue)
Binary Trees are deterministic, so it's easier to study and analyze them.
My tip: If you have time, you must use a Balanced Binary Tree. If you have little time, use a Skip List. If you have no time, use a Library.
Something not mentioned so far is that skip lists can be advantageous for concurrent operations. If you read the source of ConcurrentSkipListMap, authored by Doug Lea... dig into the comments. It mentions:
there are no known efficient lock-free insertion and deletion algorithms for search trees. The immutability of the "down" links of index nodes (as opposed to mutable "left" fields in true trees) makes this tractable using only CAS operations.
You're right that this isn't the perfect forum.
The comment you quoted was written by the author of the original skip list paper: not exactly an unbiased assertion. It's been 23 years, and red-black trees still seem to be more prevalent than skip lists. An exception is redis key-value pair database, which includes skip lists as one option among its data structures.
Skip lists are very cool. But the only space advantage I've been able to show in the general randomized case is no need to store balance flags: two bits per value. This is assuming the hierarchy is dense enough to replicate binary tree performance. You can chalk this up as the price of determinism (vice. randomization). A nice feature of SL's is you can use less dense hierarchies to trade constant factors of speed for space.
Side note: it's not often discussed that if you don't need to traverse in sorted order, you can randomize unbalanced binary trees by just enciphering the keys (i.e. mapping to a pseudo-random cipher text with something very simple like RC4). Such trees are absolutely trivial to implement.

Fast Algorithm to Quickly Find the Range a Number Belongs to in a Set of Ranges?

The Scenario
I have several number ranges. Those ranges are not overlapping - as they are not overlapping, the logical consequence is that no number can be part of more than one range at any time. Each range is continuously (there are no holes within a single range, so a range 8 to 16 will really contain all numbers between 8 and 16), but there can be holes between two ranges (e.g. range starts at 64 and goes to 128, next range starts at 256 and goes to 384), so some numbers may not belong to any range at all (numbers 129 to 255 would not belong to any range in this example).
The Problem
I'm getting a number and need to know to which range the number belongs to... if it belongs to any range at all. Otherwise I need to know that it does not belong to any range. Of course speed is important; I can not simply check all the ranges which would be O(n), as there might be thousands of ranges.
Simple Solutions
A simple solution was keeping all numbers in a sorted array and run a binary search on it. That would give me at least O(log n). Of course the binary search must be somewhat modified as it must always check against the smallest and biggest number of a range. If the number to look for is in between, we have found the correct range, otherwise we must search ranges below or above the current one. If there is only one range left in the end and the number is not within that range, the number is within no range at all and we can return a "not found" result.
Ranges could also be chained together in some kind of tree structure. This is basically like a sorted list with binary search. The advantage is that it will be faster to modify a tree than a sorted array (adding/removing range), but unlike we waste some extra time on keeping the tree balanced, the tree might get very unbalanced over the time and that will lead to much slower searches than a binary search on a sorted array.
One can argue which solution is better or worse as in practice the number of searches and modification operations will be almost balanced (there will be an equal number of searches and add/remove operations performed per second).
Question
Is there maybe a better data structure than a sorted list or a tree for this kind of problem? Maybe one that could be even better than O(log n) in best case and O(log n) in worst case?
Some additional information that might help here is the following: All ranges always start and end at multiple of a power of two. They always all start and end at the same power of two (e.g. they all start/end at a multiple of 4 or at a multiple of 8 or at a multiple of 16 and so on). The power of two cannot change during run time. Before the first range is added, the power of two must be set and all ranges ever added must start/end at a multiple of this value till the application terminates. I think this can be used for optimization, as if they all start at a multiple of e.g. 8, I can ignore the first 3 bits for all comparison operations, the other bits alone will tell me the range if any.
I read about section and ranges trees. Are these optimal solutions to the problem? Are there possibly better solutions? The problem sounds similar to what a malloc implementation must do (e.g. every free'd memory block belongs to a range of available memory and the malloc implementation must find out to which one), so how do those commonly solve the issue?
After running various benchmarks, I came to the conclusion that only a tree like structure can work here. A sorted list shows of course good lookup performance - O(log n) - but it shows horribly update performance (inserts and removals are slower by more than the factor 10 compared to trees!).
A balanced binary tree also has O(log n) lookup performance, however it is much faster to update, also around O(log n), while a sorted list is more like O(n) for updates (O(log n) to find the position for insert or the element to delete, but then up to n elements must be moved within the list and this is O(n)).
I implemented an AVL tree, a red-black tree, a Treap, an AA-Tree and various variations of B-Trees (B means Bayer Tree here, not Binary). Result: Bayer trees almost never win. Their lookup is good, but their update performance is bad (as within each node of a B-Tree you have a sorted list again!). Bayer trees are only superior in cases where reading/writing a node is a very slow operation (e.g. when the nodes are directly read or written from/to hard disk) - as a B-Tree must read/write much less nodes than any other tree, so in such a case it will win. If we are having the tree in memory though, it stands no chance against other trees, sorry for all the B-Tree fans out there.
A Treap was easiest to implement (less than half the lines of code you need for other balanced trees, only twice the code you need for an unbalanced tree) and shows good average performance for lookups and updates... but we can do better than that.
An AA-Tree shows amazing good lookup performance - I have no idea why. They sometimes beat all other trees (not by far, but still enough to not be coincident)... and the removal performance is okay, however unless I'm too stupid to implement them correctly, the insert performance is really bad (it performs much more tree rotations on every insert than any other tree - even B-Trees have faster insert performance).
This leaves us with two classics, AVL and RB-Tree. They are both pretty similar but after hours of benchmarking, one thing is clear: AVL Trees definitely have better lookup performance than RB-Trees. The difference is not gigantic, but in 2/3 out of all benchmarks they will win the lookup test. Not too surprising, after all AVL Trees are more strictly balanced than RB-Trees, so they are closer to the optimal binary tree in most cases. We are not talking about a huge difference here, it is always a close race.
On the other hand RB Trees beat AVL Trees for inserts in almost all test runs and that is not such a close race. As before, that is expected. Being less strictly balanced RB Trees perform much less tree rotations on inserts compared to AVL Trees.
How about removal of nodes? Here it seems to depend a lot on the number of nodes. For small node numbers (everything less than half a million) RB Trees again own AVL Trees; the difference is even bigger than for inserts. Rather unexpected is that once the node number grows beyond a million nodes AVL Trees seems to catch up and the difference to RB Trees shrinks until they are more or less equally fast. This could be an effect of the system, though. It could have to do with memory usage of the process or CPU caching or the like. Something that has a more negative effect on RB Trees than it has on AVL Trees and thus AVL Trees can catch up. The same effect is not observed for lookups (AVL usually faster, regardless how many nodes) and inserts (RB usually faster, regardless how many nodes).
Conclusion:
I think the fastest I can get is when using RB-Trees, since the number of lookups will only be somewhat higher than the number of inserts and deletions and no matter how fast AVL is on lookups, the overall performance will suffer from their worse insert/deletion performance.
That is, unless anyone here may come up with a much better data structure that will own RB Trees big time ;-)
Create a sorted list and sort by the lower margin / start. That's easiest to implement and fast enough unless you have millions of ranges (and maybe even then).
When looking for a range, find the range where start <= position. You can use a binary search here since the list is sorted. The number is in the range if position <= end.
Since the end of any range is guaranteed to be smaller than start of the next range, you don't need to care about the end until you have found a range where the position might be contained.
All other data structures become interesting when you get intersections or you have a whole lot of ranges and when you build the structure one and query often.
A balanced, sorted tree with ranges on each node seems to be the answer.
I can't prove it's optimal, but if I were you I wouldn't look any further.
If the total range of numbers is low, and you have enough memory, you could create a huge table with all the numbers.
For example, if you have one million of numbers, you can create a table that references the range object.
As an alternative to O(log n) balanced binary search trees (BST), you could consider building a bitwise (compressed) trie. I.e. a prefix tree on the bits of the numbers you're storing.
This gives you O(w)-search, insert and delete performance; where w = number of bits (e.g. 32 or 64 minus whatever power of 2 your ranges were based on).
Not saying that it'll perform better or worse, but it seems like a true alternative in the sense it is different from BST but still has good theoretic performance and allows for predecessor queries just like BST.

Resources