I was wondering why many languages (Java, C++, Python, Perl etc) implement hash tables using linked lists to avoid collisions instead of arrays?
I mean instead of buckets of linked lists, we should use arrays.
If the concern is about the size of the array then that means that we have too many collisions so we already have a problem with the hash function and not the way we address collisions. Am I misunderstanding something?
I mean instead of buckets of linked lists, we should use arrays.
Pros and cons to everything, depending on many factors.
The two biggest problem with arrays:
changing capacity involves copying all content to another memory area
you have to choose between:
a) arrays of Element*s, adding one extra indirection during table operations, and one extra memory allocation per non-empty bucket with associated heap management overheads
b) arrays of Elements, such that the pre-existing Elements iterators/pointers/references are invalidated by some operations on other nodes (e.g. insert) (the linked list approach - or 2a above for that matter - needn't invalidate these)
...will ignore several smaller design choices about indirection with arrays...
Practical ways to reduce copying from 1. include keeping excess capacity (i.e. currently unused memory for anticipated or already-erased elements), and - if sizeof(Element) is much greater than sizeof(Element*) - you're pushed towards arrays-of-Element*s (with "2a" problems) rather than Element[]s/2b.
There are a couple other answers claiming erasing in arrays is more expensive than for linked lists, but the opposite's often true: searching contiguous Elements is faster than scanning a linked list (less steps in code, more cache friendly), and once found you can copy the last array Element or Element* over the one being erased then decrement size.
If the concern is about the size of the array then that means that we have too many collisions so we already have a problem with the hash function and not the way we address collisions. Am I misunderstanding something?
To answer that, let's look at what happens with a great hash function. Packing a million elements into a million buckets using a cryptographic strength hash, a few runs of my program counting the number of buckets to which 0, 1, 2 etc. elements hashed yielded...
0=367790 1=367843 2=184192 3=61200 4=15370 5=3035 6=486 7=71 8=11 9=2
0=367664 1=367788 2=184377 3=61424 4=15231 5=2933 6=497 7=75 8=10 10=1
0=367717 1=368151 2=183837 3=61328 4=15300 5=3104 6=486 7=64 8=10 9=3
If we increase that to 100 million elements - still with load factor 1.0:
0=36787653 1=36788486 2=18394273 3=6130573 4=1532728 5=306937 6=51005 7=7264 8=968 9=101 10=11 11=1
We can see the ratios are pretty stable. Even with load factor 1.0 (the default maximum for C++'s unordered_set and -map), 36.8% of buckets can be expected to be empty, another 36.8% handling one Element, 18.4% 2 Elements and so on. For any given array resizing logic you can easily get a sense of how often it will need to resize (and potentially copy elements). You're right that it doesn't look bad, and may be better than linked lists if you're doing lots of lookups or iterations, for this idealistic cryptographic-hash case.
But, good quality hashing is relatively expensive in CPU time, such that general purpose hash-table supporting hash functions are often very weak: e.g. it's very common for C++ Standard library implementations of std::hash<int> to return their argument, and MS Visual C++'s std::hash<std::string> picks 10 characters evently spaced along the string to incorporate in the hash value, regardless of how long the string is.
Clearly implementation's experience has been that this combination of weak-but-fast hash functions and linked lists (or trees) to handle the greater collision proneness works out faster on average - and has less user-antagonising manifestations of obnoxiously bad performance - for everyday keys and requirements.
Strategy 1
Use (small) arrays which get instantiated and subsequently filled once collisions occur. 1 heap operation for the allocation of the array, then room for N-1 more. If no collision ever occurs again for that bucket, N-1 capacity for entries is wasted. List wins, if collisions are rare, no excess memory is allocated just for the probability of having more overflows on a bucket. Removing items is also more expensive. Either mark deleted spots in the array or move the stuff behind it to the front. And what if the array is full? Linked list of arrays or resize the array?
One potential benefit of using arrays would be to do a sorted insert and then binary search upon retrieval. The linked list approach cannot compete with that. But whether or not that pays off depends on the write/retrieve ratio. The less frequently writing occurs, the more could this pay off.
Strategy 2
Use lists. You pay for what you get. 1 collision = 1 heap operation. No eager assumption (and price to pay in terms of memory) that "more will come". Linear search within the collision lists. Cheaper delete. (Not counting free() here). One major motivation to think of arrays instead of lists would be to reduce the amount of heap operations. Amusingly the general assumption seems to be that they are cheap. But not many will actually know how much time an allocation requires compared to, say traversing the list looking for a match.
Strategy 3
Use neither array nor lists but store the overflow entries within the hash table at another location. Last time I mentioned that here, I got frowned upon a bit. Benefit: 0 memory allocations. Probably works best if you have indeed low fill grade of the table and only few collisions.
Summary
There are indeed many options and trade-offs to choose from. Generic hash table implementations such as those in standard libraries cannot make any assumption regarding write/read ratio, quality of hash key, use cases, etc. If, on the other hand all those traits of a hash table application are known (and if it is worth the effort), it is well possible to create an optimized implementation of a hash table which is tailored for the set of trade offs the application requires.
The reason is, that the expected length of these lists is tiny, with only zero, one, or two entries in the vast majority of cases. Yet these lists may also become arbitrarily long in the worst case of a really bad hash function. And even though this worst case is not the case that hash tables are optimized for, they still need to be able to handle it gracefully.
Now, for an array based approach, you would need to set a minimal array size. And, if that initial array size is anything other then zero, you already have significant space overhead due to all the empty lists. A minimal array size of two would mean that you waste half your space. And you would need to implement logic to reallocate the arrays when they become full because you cannot put an upper limit to the list length, you need to be able to handle the worst case.
The list based approach is much more efficient under these constraints: It has only the allocation overhead for the node objects, most accesses have the same amount of indirection as the array based approach, and it's easier to write.
I'm not saying that it's impossible to write an array based implementation, but its significantly more complex and less efficient than the list based approach.
why many languages (Java, C++, Python, Perl etc) implement hash tables using linked lists to avoid collisions instead of arrays?
I'm almost sure, at least for most from that "many" languages:
Original implementors of hash tables for these languages just followed classic algorithm description from Knuth/other algorithmic book, and didn't even consider such subtle implementation choices.
Some observations:
Even using collision resolution with separate chains instead of, say, open addressing, for "most generic hash table implementation" is seriously doubtful choice. My personal conviction -- it is not the right choice.
When hash table's load factor is pretty low (that should chosen in nearly 99% hash table usages), the difference between the suggested approaches hardly could affect overall data structure perfromance (as cmaster explained in the beginning of his answer, and delnan meaningfully refined in the comments). Since generic hash table implementations in languages are not designed for high density, "linked lists vs arrays" is not a pressing issue for them.
Returning to the topic question itself, I don't see any conceptual reason why linked lists should be better than arrays. I can easily imagine, that, in fact, arrays are faster on modern hardware / consume less memory with modern momory allocators inside modern language runtimes / operating systems. Especially when the hash table's key is primitive, or a copied structure. You can find some arguments backing this opinion here: http://en.wikipedia.org/wiki/Hash_table#Separate_chaining_with_other_structures
But the only way to find the correct answer (for particular CPU, OS, memory allocator, virtual machine and it's garbage collection algorithm, and the hash table use case / workload!) is to implement both approaches and compare them.
Am I misunderstanding something?
No, you don't misunderstand anything, your question is legal. It's an example of fair confusion, when something is done in some specific way not for a strong reason, but, largely, by occasion.
If is implemented using arrays, in case of insertion it will be costly due to reallocation which in case of linked list doesn`t happen.
Coming to the case of deletion we have to search the complete array then either mark it as delete or move the remaining elements. (in the former case it makes the insertion even more difficult as we have to search for empty slots).
To improve the worst case time complexity from o(n) to o(logn), once the number of items in a hash bucket grows beyond a certain threshold, that bucket will switch from using a linked list of entries to a balanced tree (in java).
Related
What are the cases when using hash table can improve performance, and when it does not? and what are the cases when using hash tables are not applicable?
What are the cases when using hash table can improve performance, and when it does not?
If you have reason to care, implement using hash tables and whatever else you're considering, put your actual data through, and measure which performs better.
That said, if the hash tables has the operations you need (i.e. you're not expecting to iterate it in sorted order, or compare it quickly to another hash table), and has millions or more (billions, trillions...) of elements, then it'll probably be your best choice, but a lot depends on the hash table implementation (especially the choice of closed vs. open hashing), object size, hash function quality and calculation cost / runtime), comparison cost, oddities of your computers memory performance at different cache levels... in short: too many things to make even an educated guess a better choice than measuring, when it matters.
and what are the cases when using hash tables are not applicable?
Mainly when:
The input can't be hashed (e.g. you're given binary blobs and don't know which bits in there are significant, but you do have an int cmp(const T&, const T&) function you could use for a std::map), or
the available/possible hash functions are very collision prone, or
you want to avoid worst-case performance hits for:
handling lots of hash-colliding elements (perhaps "engineered" by someone trying to crash or slow down your software)
resizing the hash table: unless presized to be large enough (which can be wasteful and slow when excessive memory's used), the majority of implementations will outgrow the arrays they're using for the hash table every now and then, then allocate a bigger array and copy content across: this can make the specific insertions that cause this rehashing to be much slower than the normal O(1) behaviour, even though the average is still O(1); if you need more consistent behaviour in all cases, something like a balance binary tree may serve
your access patterns are quite specialised (e.g. frequently operating on elements with keys that are "nearby" in some specific sort order), such that cache efficiency is better for other storage models that keep them nearby in memory (e.g. bucket sorted elements), even if you're not exactly relying on the sort order for e.g. iteration
We use Hash Tables to get access time of O(1). Imagine a dictionary. When you are looking for a word, eg "happy", you jump straight to 'H'. Here the hash function is determined by the starting alphabet. And then you look for happy within the H bucket (actually H bucket then HA bucket then HAP bucket anbd so on).
It doesn't make sense to use Hash Tables when your data is ordered or needs ordering like sorted numbers. (Alphabets are ordered ABCD....XYZ but it wouldn't matter if you switched A and Z, provided you know it is switched in your dictionary.)
I have algorithms that works with dynamically growing lists (contiguous memory like a C++ vector, Java ArrayList or C# List). Until recently, these algorithms would insert new values into the middle of the lists. Of course, this was usually a very slow operation. Every time an item was added, all the items after it needed to be shifted to a higher index. Do this a few times for each algorithm and things get really slow.
My realization was that I could add the new items to the end of the list and then rotate them into position later. That's one option!
Another option, when I know how many items I'm adding ahead of time, is to add that many items to the back, shift the existing items and then perform the algorithm in-place in the hole I've made for myself. The negative is that I have to add some default value to the end of the list and then just overwrite them.
I did a quick analysis of these options and concluded that the second option is more efficient. My reasoning was that the rotation with the first option would result in in-place swaps (requiring a temporary). My only concern with the second option is that I am creating a bunch of default values that just get thrown away. Most of the time, these default values will be null or a mem-filled value type.
However, I'd like someone else familiar with algorithms to tell me which approach would be faster. Or, perhaps there's an even more efficient solution I haven't considered.
Arrays aren't efficient for lots of insertions or deletions into anywhere other than the end of the array. Consider whether using a different data structure (such as one suggested in one of the other answers) may be more efficient. Without knowing the problem you're trying to solve, it's near-impossible to suggest a data structure (there's no one solution for all problems). That being said...
The second option is definitely the better option of the two. A somewhat better option (avoiding the default-value issue): simply copy 789 to the end and overwrite the middle 789 with 456. So the only intermediate step would be 0123789789.
Your default-value concern is, however, (generally) not a big issue:
In Java, for one, you cannot (to my knowledge) even assign memory for an array that's not 0- or null-filled. C++ STL containers also enforce this I believe (but not C++ itself).
The size of a pointer compared to any moderate-sized class is minimal (thus assigning it to a default value also takes minimal time) (in Java and C# everything is pointers, in C++ you can use pointers (something like boost::shared_ptr or a pointer-vector is preferred above straight pointers) (N/A to primitives, which are small to start, so generally not really a big issue either).
I'd also suggest forcing a reallocation to a specified size before you start inserting to the end of the array (Java's ArrayList::ensureCapacity or C++'s vector::reserve). In case you didn't know - varying-length-array implementations tend to have an internal array that's bigger than what size() returns or what's accessible (in order to prevent constant reallocation of memory as you insert or delete values).
Also note that there are more efficient methods to copy parts of an array than doing it manually with for loops (e.g. Java's System.arraycopy).
You might want to consider changing your representation of the list from using a dynamic array to using some other structure. Here are two options that allow you to implement these operations efficiently:
An order statistic tree is a modified type of binary tree that supports insertions and selections anywhere in O(log n) time, as well as lookups in O(log n) time. This will increase your memory usage quite a bit because of the overhead for the pointers and extra bookkeeping, but should dramatically speed up insertions. However, it will slow down lookups a bit.
If you always know the insertion point in advance, you could consider switching to a linked list instead of an array, and just keep a pointer to the linked list cell where insertions will occur. However, this slows down random access to O(n), which could possibly be an issue in your setup.
Alternatively, if you always know where insertions will happen, you could consider representing your array as two stacks - one stack holding the contents of the array to the left of the insert point and one holding the (reverse) of the elements to the right of the insertion point. This makes insertions fast, and if you have the right type of stack implementation could keep random access fast.
Hope this helps!
HashMaps and Linked Lists were designed for the problem you are having. Given a indexed data structure with numbered items, the difficulty of inserting items in the middle requires a renumbering of every item in the list.
You need a data structure which is optimized to make inserts a constant O(1) complexity. HashMaps were designed to make insert and delete operations lightning quick regardless of dataset size.
I can't pretend to do the HashMap subject justice by describing it. Here is a good intro: http://en.wikipedia.org/wiki/Hash_table
I have a hash table where the vast majority of accesses at run-time follow one of the following patterns:
Iterate through all key/value pairs. (The speed of this operation is critical.)
Modify keys (i.e. remove a key/value pair & add another with the same value but a different key. Detect duplicate keys & combine values if necessary.) This is done in a loop, affecting many thousands of keys, but with no other operations intervening.
I would also like it to consume as little memory as possible.
Other standard operations must be available, though they are used less frequently, e.g.
Insert a new key/value pair
Given a key, look up the corresponding value
Change the value associated with an existing key
Of course all "standard" hash table implementations, including standard libraries of most high-level-languages, have all of these capabilities. What I am looking for is an implementation that is optimized for the operations in the first list.
Issues with common implementations:
Most hash table implementations use separate chaining (i.e. a linked list for each bucket.) This works but I am hoping for something that occupies less memory with better locality of reference. Note: my keys are small (13 bytes each, padded to 16 bytes.)
Most open addressing schemes have a major disadvantage for my application: Keys are removed and replaced in large groups. That leaves deletion markers that increase the load factor, requiring the table to be re-built frequently.
Schemes that work, but are less than ideal:
Separate chaining with an array (instead of a linked list) per bucket:
Poor locality of reference, resulting from memory fragmentation as small arrays are reallocated many times
Linear probing/quadratic hashing/double hashing (with or without Brent's Variation):
Table quickly fills up with deletion markers
Cuckoo hashing
Only works for <50% load factor, and I want a high LF to save memory and speed up iteration.
Is there a specialized hashing scheme that would work well for this case?
Note: I have a good hash function that works well with both power-of-2 and prime table sizes, and can be used for double hashing, so this shouldn't be an issue.
Would Extendable Hashing help? Iterating though the keys by walking the 'directory' should be fast. Not sure if the "modify key for value" operation is any better with this scheme or not.
Based on how you're accessing the data, does it really make sense to use a hash table at all?
Since you're main use cases involve iteration - a sorted list or a btree might be a better data structure.
It doesnt seem like you really need the constant time random data access a hash table is built for.
You can do much better than a 50% load factor with cuckoo hashing.
Two hash functions with four items will get you over 90% with little effort. See this paper:
http://www.ru.is/faculty/ulfar/CuckooHash.pdf
I'm building a pre-computed dictionary using a cuckoo hash and getting a load factor of better than 99% with two hash functions and seven items per bucket.
I have x (millions) positive integers, where their values can be as big as allowed (+2,147,483,647). Assuming they are unique, what is the best way to store them for a lookup intensive program.
So far i thought of using a binary AVL tree or a hash table, where the integer is the key to the mapped data (a name). However am not to sure whether i can implement such large keys and in such large quantity with a hash table (wouldn't that create a >0.8 load factor in addition to be prone for collisions?)
Could i get some advise on which data structure might be suitable for my situation
The choice of structure depends heavily on how much memory you have available. I'm assuming based on the description that you need lookup but not to loop over them, find nearest, or other similar operations.
Best is probably a bucketed hash table. By placing hash collisions into buckets and keeping separate arrays in the bucket for keys and values, you can both reduce the size of the table proper and take advantage of CPU cache speedup when searching a bucket. Linear search within a bucket may even end up faster than binary search!
AVL trees are nice for data sets that are read-intensive but not read-only AND require ordered enumeration, find nearest and similar operations, but they're an annoyingly amount of work to implement correctly. You may get better performance with a B-tree because of CPU cache behavior, though, especially a cache-oblivious B-tree algorithm.
Have you looked into B-trees? The efficiency runs between log_m(n) and log_(m/2)(n) so if you choose m to be around 8-10 or so you should be able to keep your search depth to below 10.
Bit Vector , with the index set if the number is present. You can tweak it to have the number of occurrences of each number. There is a nice column about bit vectors in Bentley's Programming Pearls.
If memory isn't an issue a map is probably your best bet. Maps are O(1) meaning that as you scale up the number of items to be looked up the time is takes to find a value is the same.
A map where the key is the int, and the value is the name.
Do try hash tables first. There are some variants that can tolerate being very dense without significant slowdown (like Brent's variation).
If you only need to store the 32-bit integers and not any associated record, use a set and not a map, like hash_set in most C++ libraries. It would use only 4-bytes records plus some constant overhead and a little slack to avoid being 100%. In the worst case, to handle 'millions' of numbers you'd need a few tens of megabytes. Big, but nothing unmanageable.
If you need it to be much tighter, just store them sorted in a plain array and use binary search to fetch them. It will be O(log n) instead of O(1), but for 'millions' of records it's still just twentysomething steps to get any one of them. In C you have bsearch(), which is as fast as it can get.
edit: just saw in your question you talk about some 'mapped data (a name)'. are those names unique? do they also have to be in memory? if yes, they would definitely dominate the memory requirements. Even so, if the names are the typical english words, most would be 10 bytes or less, keeping the total size in the 'tens of megabytes'; maybe up to a hundred megs, still very manageable.
Can somebody explain the main differences between (advantages / disadvantages) the two implementations?
For a library, what implementation is recommended?
Wikipedia's article on hash tables gives a distinctly better explanation and overview of different hash table schemes that people have used than I'm able to off the top of my head. In fact you're probably better off reading that article than asking the question here. :)
That said...
A chained hash table indexes into an array of pointers to the heads of linked lists. Each linked list cell has the key for which it was allocated and the value which was inserted for that key. When you want to look up a particular element from its key, the key's hash is used to work out which linked list to follow, and then that particular list is traversed to find the element that you're after. If more than one key in the hash table has the same hash, then you'll have linked lists with more than one element.
The downside of chained hashing is having to follow pointers in order to search linked lists. The upside is that chained hash tables only get linearly slower as the load factor (the ratio of elements in the hash table to the length of the bucket array) increases, even if it rises above 1.
An open-addressing hash table indexes into an array of pointers to pairs of (key, value). You use the key's hash value to work out which slot in the array to look at first. If more than one key in the hash table has the same hash, then you use some scheme to decide on another slot to look in instead. For example, linear probing is where you look at the next slot after the one chosen, and then the next slot after that, and so on until you either find a slot that matches the key you're looking for, or you hit an empty slot (in which case the key must not be there).
Open-addressing is usually faster than chained hashing when the load factor is low because you don't have to follow pointers between list nodes. It gets very, very slow if the load factor approaches 1, because you end up usually having to search through many of the slots in the bucket array before you find either the key that you were looking for or an empty slot. Also, you can never have more elements in the hash table than there are entries in the bucket array.
To deal with the fact that all hash tables at least get slower (and in some cases actually break completely) when their load factor approaches 1, practical hash table implementations make the bucket array larger (by allocating a new bucket array, and copying elements from the old one into the new one, then freeing the old one) when the load factor gets above a certain value (typically about 0.7).
There are lots of variations on all of the above. Again, please see the wikipedia article, it really is quite good.
For a library that is meant to be used by other people, I would strongly recommend experimenting. Since they're generally quite performance-crucial, you're usually best off using somebody else's implementation of a hash table which has already been carefully tuned. There are lots of open-source BSD, LGPL and GPL licensed hash table implementations.
If you're working with GTK, for example, then you'll find that there's a good hash table in GLib.
My understanding (in simple terms) is that both the methods has pros and cons, though most of the libraries use Chaining strategy.
Chaining Method:
Here the hash tables array maps to a linked list of items. This is efficient if the number of collision is fairly small. The worst case scenario is O(n) where n is the number of elements in the table.
Open Addressing with Linear Probe:
Here when the collision occurs, move on to the next index until we find an open spot. So, if the number of collision is low, this is very fast and space efficient. The limitation here is the total number of entries in the table is limited by the size of the array. This is not the case with chaining.
There is another approach which is Chaining with binary search trees. In this approach, when the collision occurs, they are stored in binary search tree instead of linked list. Hence, the worst case scenario here would be O(log n). In practice, this approach is best suited when there is a extremely nonuniform distribution.
Since excellent explanation is given, I'd just add visualizations taken from CLRS for further illustration:
Open Addressing:
Chaining:
Open addressing vs. separate chaining
Linear probing, double and random hashing are appropriate if the keys are kept as entries in the hashtable itself...
doing that is called "open addressing"
it is also called "closed hashing"
Another idea: Entries in the hashtable are just pointers to the head of a linked list (“chain”); elements of the linked list contain the keys...
this is called "separate chaining"
it is also called "open hashing"
Collision resolution becomes easy with separate chaining: just insert a key in its linked list if it is not already there
(It is possible to use fancier data structures than linked lists for this; but linked lists work very well in the average case, as we will see)
Let’s look at analyzing time costs of these strategies
Source: http://cseweb.ucsd.edu/~kube/cls/100/Lectures/lec16/lec16-25.html
If the number of items that will be inserted in a hash table isn’t known when the table is created, chained hash table is preferable to open addressing.
Increasing the load factor(number of items/table size) causes major performance penalties in open addressed hash tables, but performance degrades only linearly in chained hash tables.
If you are dealing with low memory and want to reduce memory usage, go for open addressing. If you are not worried about memory and want speed, go for chained hash tables.
When in doubt, use chained hash tables. Adding more data than you anticipated won’t cause performance to slow to a crawl.